Christopher D. Mize
Professional summary
Christopher David Mize, who also goes by Chris Mize, Christopher D Mize, is a registered financial professional currently at MORGAN STANLEY & CO. LLC located in Houston, Texas.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1987. Christopher has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher David Mize's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 11, 2014 - Present
MORGAN STANLEY & CO. LLC
Office #1: 600 Travis Street Suite 3700, Houston, TX 77002September 10, 2009 - November 18, 2014
GREENHILL & CO., LLC
January 2, 2009 - February 18, 2009
BANC OF AMERICA SECURITIES LLC
December 7, 2004 - July 29, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 3, 1993 - July 29, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 22, 1992 - March 18, 1993
CREDIT SUISSE SECURITIES (USA) LLC
May 28, 1991 - August 19, 1991
CREDIT SUISSE SECURITIES (USA) LLC
September 22, 1987 - August 16, 1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/11/2014)
(12/11/2014)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination24X National Exchange LLC
FINRA
MIAX Sapphire
New York Stock Exchange
Current Firm
MORGAN STANLEY & CO. LLC
CRD#: 8209 / SEC#: , 8-15869
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORGAN STANLEY CAPITAL MANAGEMENT, LLC | MEMBER | |
| BERKE, MATTHEW EVAN | CHAIRMAN, PRESIDENT, CHIEF EXECUTIVE OFFICER, AND DIRECTOR | 2524594 |
| BHAIMIA, ISMAIL OMAR | DIRECTOR | 6264162 |
| DAMAST, EVAN SCOTT | DIRECTOR | 3198635 |
| HENNESSEY, JACQUELINE A | TEXAS DESIGNATED PRINCIPAL | 2194034 |
| KRAUSE, GARD J | CHIEF COMPLIANCE OFFICER | 2284628 |
| LYNN, GARY MICHAEL | PRINCIPAL FINANCIAL OFFICER | 2162411 |
| MACEJKA, PATRICK NMN | DIRECTOR | 2139145 |
| MORANO, DAVID | PRINCIPAL OPERATIONS OFFICER | 2189287 |
| STERN, MICHAEL A | DIRECTOR | 4939073 |
Disclosures
| Regulatory Event | 487 |
| Civil Event | 5 |
| Arbitration | 56 |
Red Flags
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Company Information
MORGAN STANLEY & CO. LLC
CRD#: 8209Houston, TX 77002TRUST BUT VERIFY
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