DH
David L. Houchins
TRUIST ADVISORY SERVICES | Senior Managing Director
CHARLESTON, WV 25301
Some features on this profile are disabled
CRD#: 1736281
DH
Professional summary
David Lee Houchins, who also goes by David L Houchins, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Charleston, West Virginia and TRUIST INVESTMENT SERVICES, INC. located in Charleston, West Virginia.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. David has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 10, Series 9 and Series 8 exams.
Question & Answer
What are your service offerings?
Trust & estate planning
Financial planning
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
David L Houchins
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SOUTH CHARLESTON ECONOMI DEVELOPMENT AUTHORITY POSITION: BOARD MEMBER NATURE: CITY BOARD TO REVIEW ECONOMIC DEVELOPMENT OPPORTUNITIES FOR CITY OF SOUTH CHARLESTON. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2008 ADDRESS: PO BOX 8597, SOUTH CHARLESTON WV 25303 TMC TECHNOLOGIES POSITION: BOARD OF DIRECTORS NATURE: TECHNOLOGY COMPANY - BOARD.ALSO INVESTOR INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2011 ADDRESS: 2050 WINNERS DR, FAIRMONT WV MOUNTAINEER EMPLOYMENT SOLUTIONS POSITION: Investor NATURE: Temporary Employment Business INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/15/2019 ADDRESS: 339 6th Avenue, South Charleston WV 25303 DIESEL DRILLING CORP. POSITION: Investor NATURE: Drilled Caisson Foundations, Soldier Pile Retaining Walls Pre-drilled Piling INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/09/2020 ADDRESS: 76 Crystal Springs Drive, Winfield WV 25213
CRS (Client Relationship Summary) - RIA
Click below to view David Lee Houchins's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 17, 2020 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 300 Summers St Fl 5, Charleston, WV 25301RIA
CRD#: 283390
CHARLESTON, WV
Current
December 10, 2019 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 300 Summers St Suite 620, Charleston, WV 25301BD
CRD#: 17499
CHARLESTON, WV
Past
January 2, 2013 - February 17, 2021
BB&T SECURITIES, LLC
RIA
CRD#: 142785
RICHMOND, VA
Past
January 2, 2013 - February 17, 2021
BB&T SECURITIES, LLC
BD
CRD#: 142785
RICHMOND, VA
Past
September 22, 2004 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
RIA
CRD#: 6255
LEXINGTON, VA
Past
September 17, 2004 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
BD
CRD#: 6255
LEXINGTON, VA
Past
October 1, 1999 - October 4, 2004
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
August 16, 1995 - October 4, 2004
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
CHARLESTON, WV
Past
July 17, 1995 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
BD
CRD#: 6124
CHARLOTTE, NC
Past
July 31, 1993 - July 21, 1995
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
September 20, 1988 - July 31, 1993
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/17/2021)
RR
Alaska(1/20/2022)
RR
Arizona(2/17/2021)
RR
Arkansas(2/17/2021)
RR
California(2/17/2021)
RR
Colorado(2/17/2021)
RR
Connecticut(2/17/2021)
RR
Delaware(2/17/2021)
RR
District of Columbia(2/17/2021)
RR
Florida(2/17/2021)
RR
Georgia(2/17/2021)
RR
Hawaii(1/20/2022)
RR
Idaho(1/20/2022)
RR
Illinois(5/14/2021)
RR
Indiana(2/17/2021)
RR
Iowa(1/20/2022)
RR
Kansas(2/17/2021)
RR
Kentucky(2/17/2021)
RR
Louisiana(5/24/2021)
IAR
Louisiana(5/25/2021)
RR
Maine(1/20/2022)
RR
Maryland(2/17/2021)
RR
Massachusetts(5/10/2021)
RR
Michigan(1/20/2022)
RR
Minnesota(1/20/2022)
RR
Mississippi(2/17/2021)
RR
Missouri(1/20/2022)
RR
Montana(1/20/2022)
RR
Nebraska(1/20/2022)
RR
Nevada(2/17/2021)
RR
New Hampshire(1/20/2022)
RR
New Jersey(2/17/2021)
RR
New Mexico(1/20/2022)
RR
New York(2/17/2021)
RR
North Carolina(2/17/2021)
RR
North Dakota(1/20/2022)
RR
Ohio(2/17/2021)
RR
Oklahoma(1/20/2022)
RR
Oregon(2/17/2021)
RR
Pennsylvania(2/17/2021)
RR
Puerto Rico(3/5/2021)
RR
Rhode Island(3/5/2021)
RR
South Carolina(2/17/2021)
RR
South Dakota(2/17/2021)
RR
Tennessee(2/17/2021)
RR
Texas(2/17/2021)
IAR
Texas(4/13/2021)
RR
Utah(2/17/2021)
RR
Vermont(1/20/2022)
RR
Virgin Islands(1/20/2022)
RR
Virginia(2/17/2021)
RR
Washington(1/20/2022)
IAR
West Virginia(12/17/2020)
RR
West Virginia(2/17/2021)
RR
Wisconsin(1/20/2022)
RR
Wyoming(1/20/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 12/4/1998
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
Senior Managing DirectorCRD#: 283390Charleston, WV 25301TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
