John F. Donovan

STONEHAVEN

NEW YORK, NY 10020

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CRD#: 1736202

Professional summary

John Francis Donovan is a registered financial professional currently at STONEHAVEN, LLC located in New York, New York.

John is registered as a RR (Registered Representative) and started their career in finance in 1987. John has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Francis Donovan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 1, 2021 - Present

STONEHAVEN, LLC

Office #1: 600 Fifth Avenue Second Floor, New York, NY 10020

CRD#: 501

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(6/1/2021)

Alaska
(6/4/2021)

Arizona
(6/4/2021)

Arkansas
(6/2/2021)

California
(6/2/2021)

Colorado
(6/2/2021)

Connecticut
(6/2/2021)

Delaware
(6/2/2021)

District of Columbia
(6/9/2021)

Florida
(6/2/2021)

Georgia
(6/2/2021)

Hawaii
(6/2/2021)

Idaho
(6/1/2021)

Illinois
(6/11/2021)

Indiana
(6/3/2021)

Iowa
(6/11/2021)

Kansas
(6/1/2021)

Kentucky
(6/1/2021)

Louisiana
(6/7/2021)

Maine
(6/2/2021)

Maryland
(6/1/2021)

Massachusetts
(6/2/2021)

Michigan
(6/7/2021)

Minnesota
(6/2/2021)

Mississippi
(6/4/2021)

Missouri
(6/1/2021)

Montana
(6/2/2021)

Nebraska
(6/7/2021)

Nevada
(6/9/2021)

New Hampshire
(6/2/2021)

New Jersey
(6/1/2021)

New Mexico
(6/2/2021)

New York
(6/1/2021)

North Carolina
(6/1/2021)

North Dakota
(6/7/2021)

Ohio
(6/1/2021)

Oklahoma
(6/2/2021)

Oregon
(6/1/2021)

Pennsylvania
(6/2/2021)

Rhode Island
(6/1/2021)

South Carolina
(6/2/2021)

South Dakota
(6/22/2021)

Tennessee
(6/2/2021)

Texas
(6/1/2021)

Utah
(6/2/2021)

Vermont
(6/1/2021)

Virginia
(6/2/2021)

Washington
(6/2/2021)

West Virginia
(8/5/2021)

Wisconsin
(6/3/2021)

Wyoming
(6/7/2021)

Exams

State Security Law Exam

Series 63

Date: 8/16/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/19/1987

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

STONEHAVEN, LLC

CRD#: 118913 / SEC#: , 8-53699

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

600 Fifth Avenue 2nd Floor, New York, NY 10020

Mailing Address

600 Fifth Avenue 2nd Floor, New York, NY 10020

Phone number

(917) 349-7050

Established

Delaware since 10/12/2001

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
STONEHAVEN HOLDINGS LLC	SOLE MEMBER OF STONEHAVEN LLC
FRANK, DAVID THOMAS	CEO	3256230
JAFARZADEH, STEVEN ERIC	CCO	2994968
SULLIVAN, MARK JOSEPH	CGO	2925479

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John F. Donovan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Francis Donovan's CRS (Customer Relationship Summary).

Certified licenses

Experience

BUTLER CAPITAL PARTNERS

FRONTIER SOLUTIONS, LLC

FRONTIER SOLUTIONS, LLC

FRONTIER SOLUTIONS, LLC

WEISS MULTI-STRATEGY FUNDS LLC

HSBC SECURITIES (USA) INC.

DEUTSCHE BANK SECURITIES INC.

HSBC SECURITIES (USA) INC.

CANTOR FITZGERALD SECURITIES

L. F. ROTHSCHILD & CO. INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 8/16/2010

SIE

Date: 10/1/2018

Series 7

Date: 9/19/1987

FINRA

Current Firm

STONEHAVEN, LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

STONEHAVEN, LLC

TRUST BUT VERIFY

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