Randolph P. Pointer
Professional summary
Randolph Peyton Pointer, who also goes by Rand Pointer, is a registered financial professional currently at ALT FUND DISTRIBUTORS LLC located in New York, New York.
Randolph is registered as a RR (Registered Representative) and started their career in finance in 1998. Randolph has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Randolph Peyton Pointer's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 1, 2024 - Present
ALT FUND DISTRIBUTORS LLC
Office #1: 140 East 45th Street Suite 15 B, New York, NY 10017August 17, 2016 - October 3, 2024
PREFERRED CAPITAL SECURITIES, LLC
November 6, 2015 - August 23, 2016
OSAIC FS, INC.
June 5, 2013 - November 18, 2013
DESTRA CAPITAL INVESTMENTS LLC
January 25, 2010 - November 8, 2012
METLIFE INVESTORS DISTRIBUTION COMPANY
October 7, 1998 - January 7, 2010
EQUITABLE DISTRIBUTORS, LLC
March 23, 1998 - September 4, 1998
LOCUST STREET SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/1/2024)
(10/24/2024)
Exams
FINRA
Current Firm
ALT FUND DISTRIBUTORS LLC
CRD#: 146547 / SEC#: , 8-67829
Contact information
FINRA licenses (51 States and Territories)
Documents
Red Flags
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