Jeffrey P. Rubenstein
Professional summary
Jeffrey Paul Rubenstein is a registered financial professional currently at BERNSTEIN INSTITUTIONAL SERVICES LLC located in New York, New York.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1988. Jeffrey has worked at 10 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Paul Rubenstein's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 22, 2024 - Present
BERNSTEIN INSTITUTIONAL SERVICES LLC
Office #1: 245 Park Ave, New York, NY 10167June 27, 2002 - April 8, 2024
SANFORD C. BERNSTEIN & CO., LLC
May 30, 2001 - March 22, 2002
BROKERAGEAMERICA, INC
July 16, 1998 - May 2, 2001
DEUTSCHE IXE, LLC
October 30, 1997 - June 26, 1998
JWGENESIS SECURITIES, INC.
February 1, 1996 - June 16, 1997
LADENBURG THALMANN & CO. INC.
February 23, 1995 - February 9, 1996
AXIOM CAPITAL MANAGEMENT, INC.
November 9, 1992 - March 8, 1995
LADENBURG THALMANN & CO. INC.
November 15, 1991 - November 5, 1992
CIBC WORLD MARKETS CORP.
July 7, 1988 - April 5, 1991
PRUDENTIAL EQUITY GROUP, LLC
January 19, 1988 - March 8, 1988
MACPEG, ROSS, O'CONNELL & GOLDABER, INC.
Primary Firm SEC Registration
BERNSTEIN INSTITUTIONAL SERVICES LLC
CRD#: 317807 / SEC#: 801-129468, 8-71053
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/22/2024)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 8/26/1999
Limited Representative-Equity Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
Long-Term Stock Exchange, Inc.
MEMX LLC
MIAX PEARL, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
BERNSTEIN INSTITUTIONAL SERVICES LLC
CRD#: 317807 / SEC#: 801-129468, 8-71053
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BERNSTEIN NORTH AMERICA HOLDINGS LLC | SOLE LLC MEMBER | |
| BERTAN, LAURENCE HUGH | CHIEF COMPLIANCE OFFICER | 2332647 |
| HEATH, THOMAS | PRINCIPAL OPERATIONS OFFICER | 2892153 |
| KEYES-GREVELIS, STEPHEN N | HEAD OF SALES | 4273925 |
| MCGRANAHAN, COLIN A | HEAD OF RESEARCH | 4378110 |
| MORGAN, SCOTT THOMAS | HEAD OF TRADING | 2578628 |
| RHEE, KIHO | CHIEF FINANCIAL OFFICER / FINOP | 2827794 |
| VAN BRUGGE, ROBERT PIETER | CHIEF EXECUTIVE OFFICER | 4610799 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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