Frank B. Howell

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CRD#: 1735392

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Frank Bryant Howell, who also goes by Frank Bryant Howell Jr, Frank Bryant Jr Howell, was a registered financial professional .

Frank is a previously registered financial professional and started their career in finance in 1987. Frank had worked at 10 firms and has passed the Series 63, Series 65, Series 7, Series 6, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Frank Bryant Howell Jr | Frank Bryant Jr Howell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 20, 2013 - August 31, 2015

VEACH FAMILY FINANCIAL

RIA

CRD#: 115798

NORTH LITTLE ROCK, AR

Past

May 18, 2011 - May 15, 2013

USA FINANCIAL SECURITIES LLC

CRD#: 103857

LITTLE ROCK, AR

Past

May 2, 2011 - May 15, 2013

USA FINANCIAL SECURITIES LLC

RIA

CRD#: 103857

LITTLE ROCK, AR

Past

August 12, 2008 - May 21, 2010

ON INVESTMENT MANAGEMENT CO

RIA

CRD#: 105662

LITTLE ROCK, AR

Past

May 28, 2008 - May 21, 2010

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

LITTLE ROCK, AR

Past

July 12, 1994 - February 24, 2000

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

NEWARK, DE

Past

July 2, 1991 - July 20, 1994

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

July 2, 1991 - July 20, 1994

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

July 3, 1990 - July 10, 1991

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Past

June 18, 1989 - July 11, 1990

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

October 21, 1987 - June 18, 1989

SOUTHMARK FINANCIAL SERVICES, INC.

CRD#: 6518

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VEACH FAMILY FINANCIAL

CRAFT, VEACH & COMPANY, PLC | VEACH FAMILY FINANCIAL | INDEPENDENT FINANCIAL ADVISORS, INC.

CRD#: 115798 / SEC#: 801-127773

RIA

Registered Investment Advisory firm - (4/28/2023 Approved)

Arkansas

Registered Investment Advisory firm - (5/10/2023 Terminated)

Mississippi

Registered Investment Advisory firm - (12/22/2022 Terminated)

Texas

Registered Investment Advisory firm - (5/9/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/5/2008

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 8/24/1992

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 12/31/2008

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/27/2008

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/22/2009

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 6/25/2008

Investment Company Products/Variable Contracts Principal Examination

Current Firm

VEACH FAMILY FINANCIAL

CRAFT, VEACH & COMPANY, PLC | VEACH FAMILY FINANCIAL | INDEPENDENT FINANCIAL ADVISORS, INC.

CRD#: 115798 / SEC#: 801-127773

RIA

Registered Investment Advisory firm - (4/28/2023 Approved)

Arkansas

Registered Investment Advisory firm - (5/10/2023 Terminated)

Mississippi

Registered Investment Advisory firm - (12/22/2022 Terminated)

Texas

Registered Investment Advisory firm - (5/9/2023 Terminated)

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Contact information

Main Address

8412 Counts Massie Road, North Little Rock, AR 72113

Mailing Address

Phone number

(501) 753-0313

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART II (3/10/2025)

Regulatory assets under management

Total Number of Accounts	458
AUM (Assets Under Management)	$ 130,122,094

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Frank B. Howell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

USA FINANCIAL SECURITIES LLC

USA FINANCIAL SECURITIES LLC

ON INVESTMENT MANAGEMENT CO

THE O.N. EQUITY SALES COMPANY

1717 CAPITAL MANAGEMENT COMPANY

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

CETERA WEALTH SERVICES, LLC

SUNAMERICA SECURITIES, INC.

SOUTHMARK FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

VEACH FAMILY FINANCIAL

State Registrations and Notice Filings

Exams

Series 63

Date: 6/5/2008

Series 65

Date: 8/24/1992

Series 7

Date: 12/31/2008

Series 6

Date: 5/27/2008

Series 24

Date: 1/22/2009

Series 26

Date: 6/25/2008

Current Firm

VEACH FAMILY FINANCIAL

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VEACH FAMILY FINANCIAL

TRUST BUT VERIFY

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