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James Albert Wyrostek

James A. Wyrostek

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CRD#: 1733921
James Albert Wyrostek

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

James Albert Wyrostek, CFP®, who also goes by James A Wyrostek, James Wyrostek, was a registered financial professional .

James is a previously registered financial professional and started their career in finance in 1987. James had worked at 5 firms and has passed the Series 63, Series 7 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


James A Wyrostek | James Wyrostek

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Experience


Past

November 5, 2018 - December 31, 2021

WYROSTEK FINANCIAL GROUP

RIA
CRD#: 299196
Ocala, FL
Past

December 14, 1998 - September 9, 2010

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
FORT WAYNE, IN
Past

January 12, 1990 - July 3, 2006

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

January 12, 1990 - September 9, 2010

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
FORT WAYNE, IN
Past

January 20, 1988 - January 27, 1990

WADDELL & REED

BD
CRD#: 866
OVERLAND PARK, KS
Past

September 16, 1987 - March 8, 1988

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 9/14/1987
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam

Current Firm


WF
WYROSTEK FINANCIAL GROUP
WYROSTEK FINANCIAL GROUP | WYROSTEK FINANCIAL GROUP LLC

CRD#: 299196 / SEC#:

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Contact information


Main Address
Ocala, FL
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Latest Form ADV

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


WYROSTEK FINANCIAL GROUP

CRD#: 299196

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