Claudia F. Bradley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Claudia Francesca Bradley, who also goes by Claudia Francesca Bradley-tate, Claudia Francesca Bradleytate, Claudia Francesca Tate, was a registered financial professional .
Claudia is a previously registered financial professional and started their career in finance in 1987. Claudia had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 2009 - February 3, 2015
SIGNATOR FINANCIAL SERVICES, INC.
March 31, 2009 - February 3, 2015
SIGNATOR FINANCIAL SERVICES, INC.
March 11, 2008 - April 1, 2009
FIRST ALLIED SECURITIES, INC.
October 12, 2006 - January 17, 2008
ROBERT VAN SECURITIES, INC.
April 6, 2006 - April 8, 2009
GREENBOOK INVESTMENT MANAGEMENT, INC.
August 7, 2001 - January 17, 2008
ROBERT VAN SECURITIES, INC.
August 30, 1999 - September 14, 2000
PLANMEMBER SECURITIES CORPORATION
March 13, 1996 - September 22, 1999
SIGNATOR FINANCIAL SERVICES, INC.
September 23, 1993 - February 21, 1996
FREEMAN FINANCIAL SERVICES CORPORATION
November 6, 1987 - July 8, 1992
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SIGNATOR FINANCIAL SERVICES, INC.
CRD#: 19061 / SEC#: 801-66750, 8-37112
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JOHN HANCOCK FINANCIAL NETWORK, INC. | PARENT COMPANY | |
| ABERIZK, EMIL JOSEPH JR | DIRECTOR | 1049525 |
| ARMSTRONG, ABIGAIL MARIE | SECRETARY/CLERK & COUNSEL | 1239945 |
| CLARK, JEFFREY STEPHEN | VICE PRESIDENT, DIRECTOR OF FINANCE, FINANCIAL PRINCIPAL | 4974902 |
| HEAPPS, BRIAN BASIL | DIRECTOR | 1666475 |
| HORACK, THOMAS JOSEPH | CHIEF COMPLIANCE OFFICER | 861315 |
| K VD HAGEN, HALINA | DIRECTOR | 6582303 |
| KARMAN, MITCHELL ANDREW | DIRECTOR | 2837307 |
| MARYANOPOLIS, CHRISTOPHER | PRESIDENT | 3041077 |
| REBMAN, JILL DENISE | DIRECTOR | 6520386 |
| RIGATTI, MATTHEW FORREST | DIRECTOR | 2461646 |
| RISPOLI, FRANK JOSEPH | DIRECTOR | 4364402 |
| SUMINSKI, JOHN WILLIAM | DIRECTOR | 6009337 |
| TETA, ANTHONY MAURICE | DIRECTOR | 4617856 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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