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JH

Justin Hsu

CRD# 1733104·Registered 1987 - 2016
Previously Registered: Being a previously registered professional could mean that Justin is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Justin Hsu was a registered financial advisor. Justin was a previously registered financial professional and started their career in finance 1987 - 2016. Justin had worked at 6 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 24, Series 39 and Series 26 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

LWPARTNERS CAPITAL GROUP LLC·CRD# 167438
BD
New York, NY
October 22, 2014 - November 9, 2016
CREDIT SUISSE SECURITIES (USA) LLC·CRD# 816
RIA
New York, NY
April 19, 2010 - March 12, 2013
CREDIT SUISSE SECURITIES (USA) LLC·CRD# 816
BD
New York, NY
March 26, 2010 - March 12, 2013
PMG ASSET MANAGEMENT INC·CRD# 110825
RIA
West Palm Beach, FL
January 7, 1997 - May 12, 2004
PMG SECURITIES CORPORATION·CRD# 27107
BD
Elgin, IL
November 26, 1990 - April 8, 2004
CIBC WORLD MARKETS CORP.·CRD# 630
BD
New York, NY
March 25, 1988 - October 5, 1988
FIRST ASIAN SECURITIES CORPORATION·CRD# 18123
BD
September 25, 1987 - May 23, 1989

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Current Firm

LC
LWPARTNERS CAPITAL GROUP LLC

LMG CAPITAL GROUP LLC | LWPARTNERS CAPITAL GROUP LLC

CRD#: 167438 / SEC#: 8-69260
BD
Terminated by SEC on 10/16/2018

Contact Information

Established

Delaware since 04/28/2013

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
LWPARTNERS HOLDINGS LLCOWNER—
DANIELS, RICHARD MATTHEWFINOP, CFO5877964
WAGNER, LEON MARKCHIEF COMPLIANCE OFFICER & CHIEF EXECUTIVE OFFICER847307

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Apr 2010About the Series 66 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 1996About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1987About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Nov 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2010About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Oct 1991About the Series 24 exam

Series 39 — Direct Participation Programs Principal Examination

Passed Feb 1991About the Series 39 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Aug 1990About the Series 26 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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