Hans D. Berkenhoff
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hans Dieter Berkenhoff, CFA, who also goes by Hans D. Berkenhoff, Hans Berkenhoff, was a registered financial professional .
Hans is a previously registered financial professional and started their career in finance in 1991. Hans had worked at 2 firms and has passed the Series 63 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 2, 1994 - May 13, 2003
BARKER & ASSOCIATES LLC
August 28, 1991 - October 14, 2025
HARBOUR INVESTMENT MANAGEMENT L.L.C.
State Registrations and Notice Filings
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Exams
Current Firm
BARKER & ASSOCIATES LLC
CRD#: 116209 / SEC#:
Contact information
Red Flags
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