Eugene V. Rigo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eugene Vincent Rigo, who also goes by Gene Rigo, was a registered financial professional .
Eugene is a previously registered financial professional and started their career in finance in 1987. Eugene had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 26, 2013 - June 19, 2014
CRT CAPITAL GROUP LLC
June 16, 2009 - January 31, 2013
NATWEST MARKETS SECURITIES INC.
June 10, 2009 - June 26, 2009
MF GLOBAL INC.
June 29, 1998 - May 4, 2009
UBS SECURITIES LLC
February 11, 1997 - June 29, 1998
SBC WARBURG DILLON READ INC.
November 20, 1990 - February 27, 1997
PERSHING LLC
August 21, 1987 - August 27, 1990
BNY SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
CRT CAPITAL GROUP LLC
CRD#: 28830 / SEC#: , 8-43940
Contact information
Documents
Disclosures
| Regulatory Event | 13 |
Red Flags
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