Mark A. Henry
Professional summary
Mark Alan Henry, who also goes by Mark Henry, Shark Henry, Mark Shark, is a registered financial professional currently at FIMCO SECURITIES GROUP, INC. located in Mequon, Wisconsin.
Mark is registered as a RR (Registered Representative) and started their career in finance in 1988. Mark has worked at 4 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 6, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Alan Henry's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 17, 1992 - Present
FIMCO SECURITIES GROUP, INC.
February 18, 1998 - July 11, 2003
FISERV INVESTOR SERVICES, INC.
March 26, 1997 - February 18, 1998
AEGON USA SECURITIES INC.
May 31, 1990 - February 18, 1998
AEGON USA SECURITIES INC.
April 5, 1988 - October 7, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
FIMCO SECURITIES GROUP, INC.
CRD#: 30343 / SEC#: , 8-44863
Contact information
FINRA licenses (2 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HENRY, FREDERICK ALLEN | PRESIDENT/CHIEF COMPLIANCE OFFICER | 1429664 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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