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FIRM PROFILE
Overview
FIMCO SECURITIES GROUP, INC. is located at 110 S. Wisconsin St. Unit 2g, Port Washington, WI 53074 and was first established at Chicago, Wisconsin in 04/02/1992. After operating for 34 years, FIMCO SECURITIES GROUP, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of FIMCO SECURITIES GROUP, INC.’s clients are individuals and 0% of their clients are high net worth individuals. FIMCO SECURITIES GROUP, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at FIMCO SECURITIES GROUP, INC. are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access FIMCO SECURITIES GROUP, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at FIMCO SECURITIES GROUP, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for FIMCO SECURITIES GROUP, INC. Comes From
Understanding the Statistics for FIMCO SECURITIES GROUP, INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
110 S. Wisconsin St. Unit 2g, Port Washington, WI 53074
110 S. Wisconsin St. Unit 2g, Port Washington, WI 53074
Small
(414) 702-8872
Wisconsin since 04/02/1992
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| HENRY, FREDERICK ALLEN | PRESIDENT/CHIEF COMPLIANCE OFFICER | 1429664 |
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Advisor's working at FIMCO SECURITIES GROUP, INC.
Frederick Allen Henry
Mark Alan Henry
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