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Todd Michael Niedermeyer

CRD# 1732585·Registered 1987 - 2022
Previously Registered: Being a previously registered professional could mean that Todd is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Todd Michael Niedermeyer was a registered financial advisor. Todd was a previously registered financial professional and started their career in finance 1987 - 2022. Todd had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

STIFEL, NICOLAUS & COMPANY, INCORPORATED·CRD# 793
RIA
San Francisco, CA
November 1, 2011 - September 15, 2022
STIFEL, NICOLAUS & COMPANY, INCORPORATED·CRD# 793
BD
San Francisco, CA
November 1, 2011 - September 15, 2022
STONE & YOUNGBERG LLC·CRD# 795
BD
San Francisco, CA
May 9, 2008 - November 2, 2011
STONE & YOUNGBERG LLC·CRD# 795
RIA
San Francisco, CA
May 8, 2008 - November 2, 2011
WELLS FARGO SECURITIES, LLC·CRD# 7665
RIA
San Francisco, CA
March 20, 2002 - October 23, 2002
WELLS FARGO INVESTMENTS, LLC·CRD# 10582
RIA
San Francisco, CA
December 11, 2001 - April 23, 2008
WELLS FARGO INVESTMENTS, LLC·CRD# 10582
BD
San Francisco, CA
July 9, 2001 - April 23, 2008
WELLS FARGO SECURITIES, LLC·CRD# 7665
BD
San Francisco, CA
April 12, 2000 - October 23, 2002
BLACK & COMPANY, INC.·CRD# 95
BD
Portland, OR
August 5, 1997 - April 29, 2000
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
January 28, 1995 - August 6, 1997
KIDDER, PEABODY & CO. INCORPORATED·CRD# 7613
BD
New York, NY
March 1, 1994 - January 28, 1995
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
May 23, 1989 - March 8, 1994
KIDDER, PEABODY & CO. INCORPORATED·CRD# 7613
BD
September 22, 1987 - May 30, 1989

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Current Firm

STIFEL, NICOLAUS & COMPANY, INCORPORATED
STIFEL, NICOLAUS & COMPANY, INCORPORATED

EATON PARTNERS | WASHINGTON CROSSING ADVISORS | TWP PRIVATE WEALTH MANAGEMENT | STIFEL, NICOLAUS & COMPANY, INCORPORATED | STIFEL NICOLAUS & CO INC INVESTMENT SERVICES | STIFEL CAPITAL ADVISORS

CRD#: 793 / SEC#: 801-10746, 8-1447
RIA
Registered Investment Advisory firm - SEC (5/7/1975 Approved)
Georgia
Registered Investment Advisory firm - SEC (11/30/2011 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

501 North Broadway, St Louis, MO 63102

Mailing Address

501 North Broadway, St. Louis, MO 63102

Phone Number

(314) 342-2000

Established

Missouri since 02/20/1900

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Large

# of Employees

6,478

SEC notice filing (52 States and Territories)

Registered to provide investment advisory services in 52 US states and territories.

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 52 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

ADVISORY CONSULTING SERVICES BROCHURE (4/6/2026)

Direct owners and executive officers

NamePositionCRD#
STIFEL FINANCIAL CORP.SHAREHOLDER—
AYD, PAUL JOSEPHCHIEF COMPLIANCE OFFICER - CAPITAL MARKETS2963853
BRIGHT, GEOFFREY CLYDE JRCHIEF COMPLIANCE OFFICER - PRIVATE CLIENT GROUP4696103
BROOKS, PATRICK RODGERSROSFP - CAPITAL MARKETS2223412
DODSON, CHARLES EDWARDCCO ADVISORY SERVICES1744430
FISHER, MARK PHILIPGENERAL COUNSEL, SECRETARY4970942
HYDE, GINA ELIZABETHCHIEF COMPLIANCE OFFICER - CAPITAL MARKETS2812751
JANSEN, ANGELA MARIEPRINCIPAL OPERATIONS OFFICER3190211
KRUSZEWSKI, RONALD JAMESPRESIDENT, CHIEF EXECUTIVE OFFICE & CHAIRMAN OF THE BOARD1434827
MELINGER, ADAM SCOTTROSFP - PCG2373020
RAYMOND, CHARLES BRADFORD GREENCO-HEAD GLOBAL INSTITUTIONAL EQUITIES & ADVISORY2796106
SCHRICK, FREDERICK RICHARDPRINCIPAL FINANCIAL OFFICER5636488
SLINEY, DAVID DEANSENIOR VICE PRESIDENT & DIRECTOR2276514
ZEMLYAK, JAMES MARKEXECUTIVE VICE PRESIDENT & DIRECTOR1586132

Regulatory Assets Under Management

Total Number of Accounts

394,160

AUM (Assets Under Management)

$197,532,233,502

Disclosures

Regulatory Event

191

Civil Event

2

Arbitration

61

Bond

2

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
03/30/2026Cover PageReport
12/18/2024Cover PageReport
12/19/2023Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STIFEL, NICOLAUS & COMPANY, INCORPORATED
STIFEL, NICOLAUS & COMPANY, INCORPORATED

EATON PARTNERS | WASHINGTON CROSSING ADVISORS | TWP PRIVATE WEALTH MANAGEMENT | STIFEL, NICOLAUS & COMPANY, INCORPORATED | STIFEL NICOLAUS & CO INC INVESTMENT SERVICES | STIFEL CAPITAL ADVISORS

CRD#: 793 / SEC#: 801-10746, 8-1447
RIA
Registered Investment Advisory firm - SEC (5/7/1975 Approved)
Georgia
Registered Investment Advisory firm - SEC (11/30/2011 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 2001About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1987About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 1987About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Mar 1999About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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