Carrie A. Strongheart

BFC PLANNING

CHASE, MI

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CRD#: 1732366

Professional summary

Carrie Alexah Strongheart, who also goes by Carrie Bernice Clement, Alexah Strongheart, is a registered financial advisor currently at BFC PLANNING, INC. located in Chase, Michigan and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. located in St. Louis, Missouri.

Carrie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Carrie has worked at 13 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Carrie Bernice Clement | Alexah Strongheart

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. STRONGHEART FINANCIAL, DBA- PRESIDENT- CHASE, MI- NOT INVESTMENT RELATED- 10% OF THE TIME- BUDGETING, CASH MANAGEMENT, RETIREMENT NEEDS ANALYSIS. 2. TAYLOR & FRANCIS GROUP, LLC- N- SARASOTA, FL- PUBLISHING- BOOK SALES- 04/2025- 0- 0- BOOK ROYALTIES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carrie Alexah Strongheart's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 3, 2025 - Present

BFC PLANNING, INC.

RIA

CRD#: 119682

CHASE, MI

Current

February 3, 2025 - Present

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

RIA

CRD#: 13609

ST. LOUIS, MO

Past

July 23, 2014 - February 4, 2025

ISC ADVISORS, INC.

RIA

CRD#: 166586

SAINT LOUIS, MO

Past

July 18, 2014 - February 4, 2025

INSTITUTIONAL SECURITIES CORPORATION

CRD#: 20291

St. Louis, MO

Past

September 28, 2007 - August 7, 2014

RIDGEWAY CONGER ADVISORY SERVICES

RIA

CRD#: 139372

ST LOUIS, MO

Past

September 21, 2007 - August 7, 2014

RIDGEWAY & CONGER, INC.

CRD#: 113055

NEW WOODSTOCK, NY

Past

July 18, 2006 - September 7, 2007

SAXONY CAPITAL MANAGEMENT, LLC

RIA

CRD#: 122692

ST. LOUIS, MO

Past

March 3, 2006 - September 7, 2007

SAXONY SECURITIES, INC.

CRD#: 115547

ST. LOUIS, MO

Past

September 29, 2001 - February 27, 2006

LASALLE ST SECURITIES, L.L.C.

CRD#: 7191

ELMHURST, IL

Past

December 7, 1998 - March 2, 2006

STRONGHEART FINANCIAL

RIA

CRD#: 115331

ST. LOUIS, MO

Past

February 5, 1998 - October 1, 2001

EISNER SECURITIES, INC.

CRD#: 40585

ST. LOUIS, MO

Past

September 6, 1989 - February 5, 1998

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

November 25, 1987 - September 13, 1989

AMERICAN CAPITAL EQUITIES, INC.

CRD#: 13272

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BFC PLANNING, INC.

1ST & MAIN INVESTMENT ADVISORS - ADVISORY SERVICES OFFERED THROUGH BFC PLANNING, INC. | GREAT LAKES BAY FINANCIAL | BFC PLANNING, INC. | BERTHEL FISHER & COMPANY PLANNING, INC. | BEDROCK INVESTMENT ADVISORS, LLC

CRD#: 119682 / SEC#: 801-67427

RIA

Registered Investment Advisory firm - (1/3/2007 Approved)

Iowa

Registered Investment Advisory firm - (3/5/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(2/3/2025)

Colorado
(5/6/2025)

Florida
(2/3/2025)

Illinois
(2/3/2025)

Kansas
(2/3/2025)

Michigan
(2/3/2025)

IAR

Michigan
(10/27/2025)

Missouri
(2/3/2025)

Oklahoma
(2/3/2025)

Oregon
(2/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/6/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/5/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/21/1987

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

BFC PLANNING, INC.

CRD#: 119682 / SEC#: 801-67427

RIA

Registered Investment Advisory firm - (1/3/2007 Approved)

Iowa

Registered Investment Advisory firm - (3/5/2007 Terminated)

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Contact information

Main Address

4201 42nd Street Ne Suite 100, Cedar Rapids, IA 52402

Mailing Address

Phone number

(319) 447-5700

Established

Firm type

Fiscal year end

# of Employees

200

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BFC PLANNING ADV PART 2 (3/26/2025)

Regulatory assets under management

Total Number of Accounts	8,756
AUM (Assets Under Management)	$ 2,026,848,859

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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We're Here To Help

Advisor Monitoring

Firm Stability Insights

Carrie A. Strongheart

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carrie Alexah Strongheart's CRS (Customer Relationship Summary).

Certified licenses

Experience

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

ISC ADVISORS, INC.

INSTITUTIONAL SECURITIES CORPORATION

RIDGEWAY CONGER ADVISORY SERVICES

RIDGEWAY & CONGER, INC.

SAXONY CAPITAL MANAGEMENT, LLC

SAXONY SECURITIES, INC.

LASALLE ST SECURITIES, L.L.C.

STRONGHEART FINANCIAL

EISNER SECURITIES, INC.

WALNUT STREET SECURITIES, INC.

AMERICAN CAPITAL EQUITIES, INC.

Primary Firm SEC Registration

BFC PLANNING, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/6/2006

Series 63

Date: 10/5/1987

SIE

Date: 10/1/2018

Series 7

Date: 11/21/1987

FINRA

Current Firm

BFC PLANNING, INC.

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BFC PLANNING, INC.

TRUST BUT VERIFY

Contact information

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