Ryan Keith Posner
CFAProfessional Summary
Ryan Keith Posner, CFA, who also goes by Ryan K Pusner, is a registered financial advisor currently at MOUNTAINSIDE SECURITIES LLC located in Summit, New Jersey. Ryan is registered as a RR (Registered Representative) and started their career in finance in 1997. Ryan has worked at 2 firms and has passed the Series 63, Series 57TO, Series 52TO, SIE, Series 55, Series 7, Series 53 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Ryan K Pusner
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
29 years in the financial services industry
Current & Past Employments
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Current Firm
MOUNTAINSIDE SECURITIES LLC
Contact Information
Main Address
450 Springfield Avenue, Suite 201, Summit, NJ 07901Mailing Address
450 Springfield Avenue, Suite 201, Summit, NJ 07901Phone Number
(908) 277-2500Established
Delaware since 06/07/2018Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (29 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
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State Registrations and Notice Filings
(1/2/2019)
(12/12/2023)
(1/3/2019)
(11/15/2018)
(1/2/2019)
(1/2/2019)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed Apr 2000SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Ryan Keith Posner's CRS (Customer Relationship Summary).
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