Carol S. Bunevich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carol Susan Bunevich, who also goes by Carol S Bunevich, was a registered financial professional .
Carol is a previously registered financial professional and started their career in finance in 1987. Carol had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 20, 2014 - June 12, 2015
HEROLD & LANTERN INVESTMENTS, INC.
June 17, 2011 - April 24, 2014
FURTHER LANE SECURITIES, L.P.
July 30, 2002 - April 4, 2011
AURIA SERVICES CORP.
April 25, 2002 - July 24, 2002
FIVE 9 SECURITIES, LLC
July 21, 1994 - May 11, 2000
SCHRODER & CO. INC.
March 9, 1993 - July 19, 1994
MERRION SECURITIES, LLC
April 22, 1992 - October 19, 1992
DABNEY/RESNICK/IMPERIAL, LLC
September 7, 1991 - April 16, 1992
BDS SECURITIES LLC
February 2, 1989 - October 2, 1991
DURIAN SECURITIES, INC.
September 22, 1987 - April 19, 1988
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HEROLD & LANTERN INVESTMENTS, INC.
CRD#: 30996 / SEC#: , 8-45285
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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