Robert E. Toomey

NORTHWEST ASSET MANAGEMENT

Sammamish, WA

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CRD#: 1731557

Professional summary

Robert Edwin Toomey JR, CFP®, who also goes by Bob Toomey Jr, Robert E Toomey Jr, is a registered financial advisor currently at NORTHWEST ASSET MANAGEMENT located in Sammamish, Washington.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Robert has worked at 7 firms and has passed the Series 65, Series 63, Series 87 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bob Toomey Jr | Robert E Toomey Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Edwin Toomey JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2014

Experience

Current

September 5, 2024 - Present

NORTHWEST ASSET MANAGEMENT

RIA

CRD#: 147923

Sammamish, WA

Past

June 6, 2011 - September 17, 2024

S. R. SCHILL & ASSOCIATES, INC.

RIA

CRD#: 105864

MERCER ISLAND, WA

Past

July 1, 2008 - June 7, 2011

D.A. DAVIDSON & CO.

RIA

CRD#: 199

REDMOND, WA

Past

July 1, 2008 - June 7, 2011

D.A. DAVIDSON & CO.

CRD#: 199

REDMOND, WA

Past

April 2, 2007 - July 2, 2008

EK RILEY INVESTMENTS, LLC

CRD#: 121003

SEATTLE, WA

Past

May 9, 2005 - June 15, 2007

EK RILEY ADVISORS, LLC

RIA

CRD#: 124573

SEATTLE, WA

Past

March 19, 2001 - May 20, 2005

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

SEATTLE, WA

Past

April 13, 1999 - May 20, 2005

RBC CAPITAL MARKETS, LLC

CRD#: 31194

NEW YORK, NY

Past

February 11, 1993 - May 6, 1999

PIPER SANDLER & CO.

CRD#: 665

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NORTHWEST ASSET MANAGEMENT

CRD#: 147923 / SEC#: 801-69483

RIA

Registered Investment Advisory firm - (8/20/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(9/5/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/30/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/13/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 87

Date: 12/3/2004

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 5/22/1995

General Securities Representative Examination

Current Firm

NORTHWEST ASSET MANAGEMENT

CRD#: 147923 / SEC#: 801-69483

RIA

Registered Investment Advisory firm - (8/20/2008 Approved)

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Contact information

Main Address

2835 82nd Avenue Se Ste 100, Mercer Island, WA 98040

Mailing Address

Phone number

(206) 838-3680

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (40 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A FIRM BROCHURE (147923) (3/31/2025)

ADV PART 2 NWASSET WRAP (147923) (3/31/2025)

Regulatory assets under management

Total Number of Accounts	8,844
AUM (Assets Under Management)	$ 3,608,262,509

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert E. Toomey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Edwin Toomey JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

S. R. SCHILL & ASSOCIATES, INC.

D.A. DAVIDSON & CO.

D.A. DAVIDSON & CO.

EK RILEY INVESTMENTS, LLC

EK RILEY ADVISORS, LLC

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

PIPER SANDLER & CO.

Primary Firm SEC Registration

NORTHWEST ASSET MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 10/30/1997

Series 63

Date: 6/13/1995

Series 87

Date: 12/3/2004

Series 7

Date: 5/22/1995

Current Firm

NORTHWEST ASSET MANAGEMENT

Contact information

SEC notice filing (40 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NORTHWEST ASSET MANAGEMENT

TRUST BUT VERIFY

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