Stephen G. Furr
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Gayle Furr, who also goes by Stephen G Furr, Steve Gayle Furr, was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1989. Stephen had worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 3, 2011 - July 2, 2014
E-W INVESTMENTS, INC.
December 21, 2007 - February 3, 2010
ALLSTATE FINANCIAL SERVICES, LLC
August 31, 2004 - December 31, 2007
ON INVESTMENT MANAGEMENT CO
October 20, 2003 - December 31, 2007
THE O.N. EQUITY SALES COMPANY
April 11, 2001 - October 8, 2003
CUNA BROKERAGE SERVICES, INC.
March 30, 1995 - October 8, 2003
CUNA BROKERAGE SERVICES, INC.
May 6, 1994 - April 26, 1995
INVESTORS CAPITAL CORP.
March 19, 1992 - May 3, 1994
E-W INVESTMENTS, INC.
July 21, 1989 - March 16, 1992
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
E-W INVESTMENTS, INC.
CRD#: 17463 / SEC#: , 8-35259
Contact information
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
