Mark R. Klausner
Professional summary
Mark Robert Klausner is a registered financial professional currently at ICR CAPITAL LLC located in New York, New York.
Mark is registered as a RR (Registered Representative) and started their career in finance in 1993. Mark has worked at 8 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Robert Klausner's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 16, 2019 - Present
ICR CAPITAL LLC
Office #1: 685 Third Avenue 2nd Floor, New York, NY 10017October 11, 2016 - April 24, 2019
CFG CAPITAL MARKETS, LLC
June 21, 2004 - June 7, 2006
WELLS FARGO SECURITIES, LLC
April 7, 2003 - June 21, 2004
SIGNAL HILL CAPITAL GROUP LLC
June 14, 1999 - November 19, 2002
DEUTSCHE BANK SECURITIES INC.
September 1, 1997 - June 14, 1999
DB ALEX. BROWN LLC
June 12, 1995 - September 1, 1997
ALEX. BROWN & SONS INCORPORATED
September 10, 1993 - May 25, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/16/2019)
Exams
Series 79TO
Date: 5/31/2022
Investment Banking Registered Representative ExaminationFINRA
Current Firm
ICR CAPITAL LLC
CRD#: 174952 / SEC#: , 8-69583
Contact information
FINRA licenses (4 States and Territories)
Documents
Red Flags
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