William H. French Iii
Professional summary
William Henry French Iii, who also goes by William Henry French III, William Henry French III Iii, is a registered financial advisor currently at RED OAK ADVISORS LLC located in Memphis, Tennessee and PURSHE KAPLAN STERLING INVESTMENTS located in Memphis, Tennessee.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. William has worked at 8 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 15, Series 5, Series 3, Series 7, Series 9, Series 10 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view William Henry French Iii's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 12, 2026 - Present
RED OAK ADVISORS LLC
Office #1: 5100 Poplar Ave Suite 2749, Memphis, TN 38137September 20, 2013 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 5100 Poplar Avenue 27th Floor, Memphis, TN 38117June 19, 2017 - December 31, 2025
RED OAK ADVISORS LLC
September 23, 2013 - January 16, 2018
W ADVISORS LLC
June 1, 2009 - October 2, 2013
MORGAN STANLEY
June 1, 2009 - October 2, 2013
MORGAN STANLEY
December 7, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
December 7, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
April 23, 2001 - December 17, 2007
UBS FINANCIAL SERVICES INC.
March 30, 2001 - December 17, 2007
UBS FINANCIAL SERVICES INC.
May 8, 1989 - April 18, 2001
PRUDENTIAL EQUITY GROUP, LLC
October 21, 1987 - May 10, 1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/6/2025)
(9/20/2013)
(10/3/2013)
(9/20/2013)
(9/20/2013)
(1/12/2026)
(10/4/2013)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 15
Date: 2/6/1996
Foreign Currency Options ExaminationSeries 5
Date: 2/6/1996
Interest Rate Options ExaminationSeries 8
Date: 1/26/1993
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
RED OAK ADVISORS LLC
CRD#: 288289 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 170 |
| AUM (Assets Under Management) | $ 43,400,000 |
Red Flags
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Company Information
RED OAK ADVISORS LLC
CRD#: 288289Memphis, TN 38137TRUST BUT VERIFY
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