JK
Joel D. Kamphuis
CETERA INVESTMENT ADVISERS LLC
Pompano Beach, FL
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CRD#: 1730775
JK
Professional summary
Joel Davis Kamphuis is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Pompano Beach, Florida and CETERA WEALTH SERVICES, LLC located in Palm Beach Gardens, Florida.
Joel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Joel has worked at 15 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) KM WEALTH MANAGEMENT; AT BRANCH OFFICE; PARTNER; DBA; INVESTMENT RELATED, START 02/2010. 2) JOEL KAMPHUIS P.A.; AT BRANCH OFFICE; PRESIDENT; PERSONAL BUSINESS; ZERO HRS SPENT AT OTHER BUSINESS DURING TRADING HRS; ZERO HRS SPENT AT OTHER BUSINESS DURING NON-TRADING HRS; S-CORP SET UP FOR PAYING BILLS, PAYROLL ETC ON ADVICE OF CPA; VARIES BASED ON INCOME; START DATE 2001 3) KM WEALTH MANAGEMENT; NOT INVESTMENT RELATED; SAME AS REGISTERED ADDRESS; EMPLOYER OFFERED ELECTIVE BENEFITS; AGENT; START 7/20/2017; APX 5-10 HOURS/MONTH, 5 DURING TRADING; EMPLOYER OFFERED ELECTIVE BENEFITS, INSURANCE-RELATED PRODUCTS 4) FINAL EXPENSE INSURANCE; INVESTMENT RELATED; SAME AS REGISTERED OFFICE; INSURANCE; 08/16/2018; APPX 1-2 HOURS/MONTH; APPX 1-2 HOURS/MONTH DURING TRADING; PROVIDING FINAL EXPENSE INSURANCE THROUGH CARRIERS. 5) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 9/2023; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS HEALTH, DISABILITY, & LONG-TERM CARE;
CRS (Client Relationship Summary) - RIA
Click below to view Joel Davis Kamphuis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 28, 2015 - Present
CETERA INVESTMENT ADVISERS LLC
Office #2: 800 Village Square Crossing #311, Palm Beach Gardens, FL 33410RIA
CRD#: 105644
Pompano Beach, FL
Current
August 24, 2019 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 800 Village Square Crossing #311, Palm Beach Gardens, FL 33410BD
CRD#: 13572
Palm Beach Gardens, FL
Past
March 17, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
Pompano Beach, FL
Past
June 5, 2017 - May 20, 2021
SUMMIT FINANCIAL GROUP INC
RIA
CRD#: 109485
FT LAUDERDALE, FL
Past
August 31, 2015 - September 20, 2019
SUMMIT BROKERAGE SERVICES, INC.
BD
CRD#: 34643
FT LAUDERDALE, FL
Past
March 4, 2010 - November 13, 2015
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC
RIA
CRD#: 124446
FORT LAUDERDALE, FL
Past
February 9, 2010 - September 25, 2015
J.P. TURNER & COMPANY, L.L.C.
BD
CRD#: 43177
FORT LAUDERDALE, FL
Past
June 28, 2004 - February 18, 2010
GUNNALLEN FINANCIAL, INC
RIA
CRD#: 17609
FT LAUDERDALE, FL
Past
June 7, 2004 - February 18, 2010
GUNNALLEN FINANCIAL, INC
BD
CRD#: 17609
FT LAUDERDALE, FL
Past
March 3, 1999 - June 8, 2004
BROOKSTREET SECURITIES CORPORATION
RIA
CRD#: 14667
FT. LAUDERDALE, FL
Past
March 1, 1999 - June 8, 2004
BROOKSTREET SECURITIES CORPORATION
BD
CRD#: 14667
SAN JUAN CAPISTRANO, CA
Past
January 28, 1997 - March 2, 1999
FIRST COLONIAL SECURITIES
BD
CRD#: 25121
BOCA RATON, FL
Past
January 21, 1991 - February 20, 1997
BARBER & BRONSON INCORPORATED
BD
CRD#: 26582
MIAMI, FL
Past
December 5, 1989 - January 18, 1991
G. K. SCOTT & CO., INC.
BD
CRD#: 3305
PLAINVIEW, NY
Past
April 17, 1989 - October 19, 1989
ALISON, BAER SECURITIES INC.
BD
CRD#: 11808
Past
February 22, 1989 - September 13, 1991
MONMOUTH INVESTMENTS, INC.
BD
CRD#: 14047
Past
January 23, 1989 - February 22, 1989
HANIFEN, IMHOFF SECURITIES CORP.
BD
CRD#: 10620
Past
September 24, 1987 - January 18, 1989
GRAYSTONE NASH, INC.
BD
CRD#: 10635
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/4/2021)
RR
California(9/20/2019)
RR
Colorado(9/20/2019)
RR
Connecticut(9/20/2019)
RR
Delaware(10/1/2024)
IAR
Florida(10/28/2015)
RR
Florida(9/12/2019)
RR
Georgia(9/20/2019)
RR
Louisiana(9/20/2019)
RR
Maine(9/20/2019)
RR
Maryland(9/20/2019)
RR
Massachusetts(9/20/2019)
RR
Michigan(9/20/2019)
IAR
Michigan(6/29/2023)
RR
New Jersey(9/20/2019)
RR
New York(9/20/2019)
RR
North Carolina(9/20/2019)
RR
Pennsylvania(9/20/2019)
RR
Rhode Island(9/20/2019)
RR
South Carolina(2/23/2022)
RR
Texas(9/20/2019)
IAR
Texas(6/29/2023)
RR
Utah(9/20/2019)
RR
Wisconsin(7/6/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
