Gary E. Michaud
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Edward Michaud was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1987. Gary had worked at 6 firms and has passed the SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 8, 2008 - February 12, 2015
QUEST CAPITAL STRATEGIES, INC.
August 27, 2004 - December 19, 2006
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
July 8, 2000 - June 28, 2004
OSAIC FS, INC.
May 21, 1991 - July 8, 2000
POLARIS FINANCIAL SERVICES, INC.
January 28, 1988 - July 24, 1990
EQUITABLE ADVISORS, LLC
September 17, 1987 - July 24, 1990
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
QUEST CAPITAL STRATEGIES, INC.
CRD#: 16783 / SEC#: 801-77927, 8-34532
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 6 |
Red Flags
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