David Mitchell Kleinhandler
Professional Summary
David Mitchell Kleinhandler, who also goes by David M Kleinhandler, is a registered financial advisor currently at THE LEADERS GROUP, INC. located in Summit, New Jersey. David is registered as a RR (Registered Representative) and started their career in finance in 1988. David has worked at 8 firms and has passed the Series 63, Series 66, Series 6TO, SIE, Series 7, Series 6 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
David M Kleinhandler
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SUMMIT PLACE FINANCIAL ADVISORS, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
SUMMIT PLACE FINANCIAL ADVISORS, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
38 years in the financial services industry
Current & Past Employments
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
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Current Firm
SIMPLICITY INVESTMENTS | THE LEADERS GROUP, INC. | THE LEADERS GROUP | SIMPLICITY INVESTMENTS, INC.
Contact Information
Main Address
475 Springfield Ave, Summit, NJ 07901Mailing Address
475 Springfield Ave Suite 1, Summit, NJ 07901Phone Number
(303) 797-9080Established
Delaware since 07/14/1994Firm Type
CorporationFiscal Year End
DecemberFirm Size
LargeFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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SUMMIT PLACE FINANCIAL ADVISORS, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
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State Registrations and Notice Filings
(1/5/2026)
(10/30/2025)
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(1/7/2026)
(6/11/2024)
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(10/9/2024)
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(10/31/2025)
(3/16/2023)
(8/5/2024)
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(1/6/2026)
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(11/14/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Feb 2023About the Series 6TO examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed May 1988About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view David Mitchell Kleinhandler's CRS (Customer Relationship Summary).
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