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Gina Spada Biondo

CRD# 1730050·Registered 1987 - 2026
Previously Registered: Being a previously registered professional could mean that Gina is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gina Spada Biondo, who also goes by Gina Marie Spada, was a registered financial advisor. Gina was a previously registered financial professional and started their career in finance 1987 - 2026. Gina had worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 24, Series 53 and Series 26 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Gina Marie Spada

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

HINES PRIVATE WEALTH SOLUTIONS LLC·CRD# 128145
BD
Houston, TX
August 21, 2025 - January 20, 2026
HINES PRIVATE WEALTH SOLUTIONS LLC·CRD# 128145
BD
Houston, TX
January 8, 2004 - December 3, 2024
INVESCO DISTRIBUTORS, INC.·CRD# 7369
BD
Houston, TX
September 21, 1995 - October 30, 2003
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC·CRD# 28262
BD
Boston, MA
January 31, 1995 - July 21, 1995
TRANSAMERICA FUND DISTRIBUTORS, INC.·CRD# 3554
BD
Houston, TX
July 20, 1988 - January 31, 1995
AMERICAN GENERAL SECURITIES INCORPORATED·CRD# 13626
BD
October 21, 1987 - July 9, 1988

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Current Firm

HP
HINES PRIVATE WEALTH SOLUTIONS LLC

HINES PRIVATE WEALTH SOLUTIONS LLC | HINES SECURITIES, INC. | HINES REAL ESTATE SECURITIES, INC. | HINES REAL ESTATE INVESTMENTS, INC.

CRD#: 128145 / SEC#: 8-66096
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

845 Texas Avenue Suite 3300, Houston, TX 77002

Mailing Address

845 Texas Avenue Suite 3300, Houston, TX 77002

Phone Number

(888) 446-3773

Established

Delaware since 03/28/2024

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HINES RETAIL SECURITIES LLCOWNER—
CARUSO, JOHN ARMONDMANAGING DIRECTOR, MANAGER5524146
FERRARO, PAUL JAMESSENIOR MANAGING DIRECTOR - HEAD OF PRIVATE WEALTH SOLUTIONS, MANAGER, CEO2479671
FOGG, RICHARD MATTHEW JRMANAGING DIRECTOR - SHAREHOLDER SERVICES AND OPERATIONS; ANTI-MONEY LAUNDERING COMPLIANCE OFFICER; SECRETARY AND TREASURER2669807
HILL, LERONICA CARRIETTACHIEF COMPLIANCE OFFICER; EXECUTIVE REPRESENTATIVE; ASSISTANT SECRETARY4936282
HUSSEIN, SHAUN RPRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER5193143

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2004About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 1987About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jan 2006About the Series 24 exam

Series 53 — Municipal Securities Principal Examination

Passed Jul 2002About the Series 53 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Nov 1996About the Series 26 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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