Dennis C. Rushovich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dennis Colin Rushovich was a registered financial professional .
Dennis is a previously registered financial professional and started their career in finance in 1987. Dennis had worked at 4 firms and has passed the Series 7 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 16, 2003 - October 4, 2012
SL DISTRIBUTORS, INC.
April 11, 2000 - December 19, 2003
SAGE DISTRIBUTORS, INC.
July 3, 1997 - May 29, 1998
IFMG SECURITIES, INC.
September 24, 1987 - May 29, 1998
INDEPENDENT FINANCIAL SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
SL DISTRIBUTORS, INC.
CRD#: 127977 / SEC#: , 8-66073
Contact information
Documents
Direct owners and executive officers
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
