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Christopher Herbert Bronson

Christopher Herbert Bronson

AIF®, CFP®
CRD# 1728718·Registered 1987 - 2023
Previously Registered: Being a previously registered professional could mean that Christopher is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Christopher Herbert Bronson, AIF®, CFP® was a registered financial advisor. Christopher was a previously registered financial professional and started their career in finance 1987 - 2023. Christopher had worked at 13 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

AIF®
Accredited Investment Fiduciary
CFP®
Certified Financial PlannerSince 2008

Years of Experience

37 years in the financial services industry

Current & Past Employments

ARETÉ·CRD# 287723
RIA
Hutchinson Island, FL
April 4, 2017 - August 1, 2023
LPL FINANCIAL LLC·CRD# 6413
RIA
King Of Prussia, PA
April 24, 2014 - April 20, 2017
PRIVATE ADVISOR GROUP, LLC·CRD# 155216
RIA
King Of Prussia, PA
December 9, 2013 - April 5, 2017
LPL FINANCIAL LLC·CRD# 6413
BD
King Of Prussia, PA
November 27, 2013 - April 20, 2017
ARCHETYPE ADVISORS, LLC·CRD# 156527
RIA
Bala Cynwyd, PA
July 12, 2013 - September 27, 2013
MERCER GLOBAL ADVISORS INC.·CRD# 147363
RIA
Radnor, PA
July 3, 2008 - July 15, 2013
WAVELAND CAPITAL PARTNERS LLC·CRD# 40054
BD
Irvine, CA
July 6, 1999 - October 30, 2001
MERCER ADVISORS·CRD# 104569
RIA
West Conshohocken, PA
February 25, 1999 - June 26, 2008
WAVELAND CAPITAL PARTNERS LLC·CRD# 40054
BD
Irvine, CA
May 9, 1997 - January 23, 1998
DFA SECURITIES LLC·CRD# 10292
BD
Austin, TX
November 22, 1994 - September 26, 1997
PREMIERETRADE SECURITIES, INC.·CRD# 16776
BD
Altamonte Springs, FL
May 24, 1993 - September 7, 1993
NYLIFE SECURITIES LLC·CRD# 5167
BD
New York, NY
June 5, 1991 - February 12, 1992
DETWILER FENTON WEALTH MANAGEMENT INC·CRD# 16063
BD
Boston, MA
November 28, 1990 - January 25, 1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
January 14, 1988 - November 1, 1990
BLINDER, ROBINSON & CO., INC.·CRD# 5096
BD
September 24, 1987 - January 1, 1988

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Current Firm

AR
ARETÉ

ARETE, LLC | ARETÉ PARTNERS, LLC | ARETÉ

CRD#: 287723

Contact Information

Main Address

Hutchinson Island, FL

Phone Number

(484) 686-2479

# of Employees

2

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

183

AUM (Assets Under Management)

$87,436,750

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 08/10/2015 - ARETE WEALTH ADVISORS, L.L.C. - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - INV REL - AT REPORTED BUSINESS LOCATION(S) - START 11/07/2013 - 8 HRS/MO DURING SECS TRDG HRS.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2013About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Jun 1993About the Series 65 exam

SIE — Securities Industry Essentials Examination

Passed Apr 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 2014About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Nov 2013About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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Christopher Herbert Bronson
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