Roger Noel Matson
CFP®Professional Summary
Roger Noel Matson, CFP® is a registered financial advisor currently at MCM ADVISORY, LLC located in Richland, Washington and OSAIC WEALTH, INC. located in Richland, Washington. Roger is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Roger has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
ABRI LLC
FARTHER
LPL FINANCIAL LLC
EQUITABLE ADVISORS, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
ABRI LLC
FARTHER
LPL FINANCIAL LLC
EQUITABLE ADVISORS, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
ABRI LLC
FARTHER
LPL FINANCIAL LLC
EQUITABLE ADVISORS, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
ABRI LLC
FARTHER
LPL FINANCIAL LLC
EQUITABLE ADVISORS, LLC
Credentials
Years of Experience
39 years in the financial services industry
Current & Past Employments
Similar Advisors
ABRI LLC
FARTHER
LPL FINANCIAL LLC
EQUITABLE ADVISORS, LLC
Current Firm
MCM ADVISORY, LLC
Contact Information
Main Address
114 Columbia Point Dr., Suite D, Richland, WA 99352Mailing Address
P.o, Box 69, Richland, WA 99352-0069Phone Number
(509) 713-7030# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
48AUM (Assets Under Management)
$42,884,325Similar Advisors
ABRI LLC
FARTHER
LPL FINANCIAL LLC
EQUITABLE ADVISORS, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
ABRI LLC
FARTHER
LPL FINANCIAL LLC
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
(6/14/2024)
(6/14/2024)
(4/25/2007)
(6/14/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
ABRI LLC
FARTHER
LPL FINANCIAL LLC
EQUITABLE ADVISORS, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Roger Noel Matson's CRS (Customer Relationship Summary).
Similar Advisors
ABRI LLC
FARTHER
LPL FINANCIAL LLC
EQUITABLE ADVISORS, LLC
