Roger N. Matson

MCM ADVISORY

Richland, WA 99352

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CRD#: 1728371

Professional summary

Roger Noel Matson, CFP® is a registered financial advisor currently at MCM ADVISORY, LLC located in Richland, Washington and OSAIC WEALTH, INC. located in Richland, Washington.

Roger is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Roger has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. DBA - Matson Capital Management 2. ROGER MATSON- INSURANCE AGENT POSITION: insurance agent NATURE: Insurance license (property, casualty, life, disability, & VA) INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2009 ADDRESS: 114 Columbia Point Dr., Suite D, Richland WA 99352, United States DESCRIPTION: Variable Annuities- which enable clients to invest in variable separate accounts 3. MATSON TRUST POSITION: co-trustee NATURE: co-trustee of Trusts established by my parents for the benefit of my two children INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/07/1999 ADDRESS: 114 Columbia Point Dr., Suite D, Richland WA 99352, United States DESCRIPTION: co-trustee and registered rep 4. MCM ADVISORY, LLC POSITION: owner/manager NATURE: Registered Investment Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 04/25/2007 ADDRESS: 114 Columbia Point Dr., Suite D, Richland WA 99352, United States DESCRIPTION: investment management

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roger Noel Matson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

April 25, 2007 - Present

MCM ADVISORY, LLC

Office #1: 114 Columbia Point Dr., Suite D, Richland, WA 99352

RIA

CRD#: 143273

Richland, WA

Current

June 14, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 114 Columbia Point Dr Suite D, Richland, WA 99352

RIA

CRD#: 23131

RICHLAND, WA

Past

September 18, 2020 - June 14, 2024

SECURITIES AMERICA, INC.

CRD#: 10205

RICHLAND, WA

Past

September 6, 2006 - May 2, 2007

SSN ADVISORY, INC.

RIA

CRD#: 126090

FEDERAL WAY, WA

Past

April 24, 2006 - September 18, 2020

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

FEDERAL WAY, WA

Past

February 12, 1991 - April 18, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

FEDERAL WAY, WA

Past

October 23, 1987 - April 18, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

FEDERAL WAY, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(6/14/2024)

California
(6/14/2024)

IAR

Washington
(4/25/2007)

Washington
(6/14/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/26/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/28/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/19/1987

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

MCM ADVISORY, LLC

CRD#: 143273 / SEC#:

Washington

Registered Investment Advisory firm - (4/25/2007 Approved)

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Contact information

Main Address

114 Columbia Point Dr., Suite D, Richland, WA 99352

Mailing Address

P.o, Box 69, Richland, WA 99352-0069

Phone number

(509) 713-7030

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	68
AUM (Assets Under Management)	$ 42,291,165

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Roger N. Matson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roger Noel Matson's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

SECURITIES AMERICA, INC.

SSN ADVISORY, INC.

SECURITIES SERVICE NETWORK, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 1/26/2006

Series 63

Date: 10/28/1987

SIE

Date: 10/1/2018

Series 7

Date: 9/19/1987

FINRA

Current Firm

MCM ADVISORY, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MCM ADVISORY, LLC

TRUST BUT VERIFY

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