Davies B. Beller
Professional summary
Davies Burton Beller is a registered financial professional currently at TD SECURITIES (USA) LLC located in New York, New York.
Davies is registered as a RR (Registered Representative) and started their career in finance in 1988. Davies has worked at 9 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Davies Burton Beller's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 6, 2024 - Present
TD SECURITIES (USA) LLC
Office #1: 22 Vanderbilt Avenue 20th Floor, New York, NY 10017February 10, 2015 - April 8, 2024
COWEN AND COMPANY
April 30, 2012 - June 13, 2014
STONE KEY SECURITIES LLC
April 30, 2010 - October 6, 2011
CSI STRATEGIC PARTNERS, LLC
November 9, 2009 - May 6, 2010
EVERCORE GROUP L.L.C.
July 10, 2008 - February 17, 2009
BANC OF AMERICA SECURITIES LLC
April 10, 2006 - June 9, 2008
J.P. MORGAN SECURITIES LLC
August 28, 1994 - April 28, 2005
J.P. MORGAN SECURITIES LLC
April 6, 1990 - May 6, 1994
CREDIT SUISSE SECURITIES (USA) LLC
November 14, 1988 - March 3, 1990
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/7/2024)
(3/21/2024)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Long-Term Stock Exchange, Inc.
MEMX LLC
Nasdaq Stock Market
Current Firm
TD SECURITIES (USA) LLC
CRD#: 18476 / SEC#: , 8-36747
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TORONTO DOMINION HOLDINGS (U.S.A.), INC. | PARENT | |
| BROADBERY, MICHAEL | CHIEF COMPLIANCE OFFICER | 6947899 |
| GIBSON, GLENN | CHIEF EXECUTIVE OFFICER | 5659024 |
| ORTIZ, JORGE LUIS | FINANCIAL & OPERATIONS PRINCIPAL | 2725922 |
| PETROU, CHRISTINA A | CHIEF OPERATING OFFICER | 4007468 |
| WONG, KRISTIE | CHIEF FINANCIAL OFFICER | 4725261 |
Disclosures
| Regulatory Event | 20 |
| Criminal | 1 |
Red Flags
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