John M. Coulter

ASPEN FINANCIAL

Snowmass Village, CO

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CRD#: 1727213

Professional summary

John Marshall Coulter, CFP® is a registered financial advisor currently at ASPEN FINANCIAL, INC. located in Snowmass Village, Colorado.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. John has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Marshall Coulter's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1991

Experience

Current

January 5, 2023 - Present

ASPEN FINANCIAL, INC.

RIA

CRD#: 175191

Snowmass Village, CO

Past

September 23, 2015 - December 31, 2022

ASPEN FINANCIAL, INC.

RIA

CRD#: 175191

SNOWMASS VILLAGE, CO

Past

January 1, 1999 - December 3, 2015

LPL FINANCIAL LLC

RIA

CRD#: 6413

SNOWMASS VILLAGE, CO

Past

February 13, 1989 - December 3, 2015

LPL FINANCIAL LLC

CRD#: 6413

SNOWMASS VILLAGE, CO

Past

August 20, 1987 - February 25, 1989

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(1/5/2023)

IAR

New York
(1/5/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/15/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/3/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/15/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/15/1989

General Securities Principal Examination

Current Firm

ASPEN FINANCIAL, INC.

CRD#: 175191 / SEC#:

Colorado

Registered Investment Advisory firm - (9/23/2015 Approved)

New York

Registered Investment Advisory firm - (1/5/2023 Approved)

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Contact information

Main Address

Snowmass Village, CO

Mailing Address

Po Box 7015, Snowmass Village, CO 81615

Phone number

(970) 925-8041

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	55
AUM (Assets Under Management)	$ 16,763,116

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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John M. Coulter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Marshall Coulter's CRS (Customer Relationship Summary).

Certified licenses

Experience

ASPEN FINANCIAL, INC.

ASPEN FINANCIAL, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/15/1989

SIE

Date: 12/3/2015

Series 7

Date: 8/15/1987

Series 24

Date: 5/15/1989

Current Firm

ASPEN FINANCIAL, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ASPEN FINANCIAL, INC.

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