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RM

Robert A. Marietta

STEWARD SECURITIES GROUP LLC
COMMACK, NY 11725
Some features on this profile are disabled
CRD#: 1727029
RM

Professional summary

Robert A Marietta, who also goes by Robert Anthony Marietta, Robert Marietta, is a registered financial professional currently at STEWARD SECURITIES GROUP LLC located in Commack, New York.

Robert is registered as a RR (Registered Representative) and started their career in finance in 1989. Robert has worked at 12 firms and has passed the Series 63, Series 99TO, SIE, Series 3, Series 55, Series 7, Series 24 and Series 8 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Robert Anthony Marietta | Robert Marietta

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert A Marietta's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 23, 2024 - Present

STEWARD SECURITIES GROUP LLC

Office #1: 32 Gannet Dr, Commack, NY 11725
BD
CRD#: 168098
COMMACK, NY
Past

January 4, 2022 - December 21, 2023

REGIMENT SECURITIES, LLC.

BD
CRD#: 311302
CHICAGO, IL
Past

March 4, 2019 - December 23, 2021

SELALU PARTNERS, LLC

BD
CRD#: 114664
APOLLO BEACH, FL
Past

June 27, 2017 - June 18, 2018

NYLIFE SECURITIES LLC

BD
CRD#: 5167
MEDFORD, NY
Past

April 7, 2014 - October 6, 2015

CANTOR FITZGERALD & CO.

BD
CRD#: 134
NEW YORK, NY
Past

October 22, 2009 - March 31, 2014

TRADESTATION SECURITIES, INC.

BD
CRD#: 39473
NEW YORK, NY
Past

December 5, 2003 - July 9, 2009

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY
Past

March 1, 2002 - December 5, 2003

ABN AMRO INCORPORATED

BD
CRD#: 15776
STAMFORD, CT
Past

December 7, 1999 - March 1, 2002

ABN AMRO SECURITIES LLC

BD
CRD#: 6540
NEW YORK, NY
Past

June 4, 1998 - December 8, 1999

JPMSI

BD
CRD#: 15733
NEW YORK, NY
Past

September 11, 1990 - June 11, 1998

SANFORD C. BERNSTEIN & CO., INC.

BD
CRD#: 1232
NEW YORK, NY
Past

May 3, 1989 - December 31, 1989

ATALANTA SOSNOFF MANAGEMENT, LLC

BD
CRD#: 11085
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(1/8/2025)
RR
Illinois
(11/15/2024)
RR
New Jersey
(1/8/2025)
RR
New York
(1/23/2024)
RR
Texas
(1/23/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 11/30/1988
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 6/18/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 4/27/2012
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 55
Date: 3/16/2012
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 11/19/1988
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/14/2008
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 8
Date: 12/1/1998
General Securities Sales Supervisor Examination (Options Module & General Module)
SRO Registrations
RR
FINRA

Current Firm

SS
STEWARD SECURITIES GROUP LLC
STEWARD SECURITIES GROUP LLC | STEWARD SECURITIES GROUP, LLC

CRD#: 168098 / SEC#: , 8-69291

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information

Main Address
32 Gannet Dr, Commack, NY 11725
Mailing Address
32 Gannet Dr, Commack, NY 11725
Phone number
(917) 309-2634
Established
Texas since 03/06/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (9 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
HYPERPATH TECHNOLOGIES LLC (FORMERLY STONEGATE GLOBAL FINANCIAL GROUP, LLC)SOLE MEMBER
AMSBERRY, RICHARD FRANCISFINOP2917504
MARIETTA, ROBERT AMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER, DESIGNATED PRINCIPAL, EXECUTIVE REP, AML PRINCIPAL1727029

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STEWARD SECURITIES GROUP LLC

CRD#: 168098Commack, NY 11725

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