Andrew Gold
Professional summary
Andrew Gold, who also goes by Andrew Lawrence Gold, Andrew L Gold, is a registered financial professional currently at PNC CAPITAL MARKETS LLC located in New York, New York.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 1993. Andrew has worked at 6 firms and has passed the Series 63, Series 52TO, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew Gold's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 20, 2026 - Present
PNC CAPITAL MARKETS LLC
Office #1: 340 Madison Avenue 11th Floor, New York, NY 10017October 9, 2023 - April 25, 2025
BNY MELLON CAPITAL MARKETS, LLC
September 30, 2022 - April 25, 2025
PERSHING LLC
June 1, 2020 - August 19, 2022
ICE BONDS SECURITIES CORPORATION
June 22, 2012 - June 3, 2020
TMC BONDS L.L.C.
May 17, 2002 - May 24, 2012
PERSHING LLC
November 8, 1995 - January 10, 2002
PERSHING ADVISOR SOLUTIONS LLC
December 14, 1993 - November 6, 1995
PERSHING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/20/2026)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 3/29/2000
Limited Representative-Equity Trader ExamFINRA
Current Firm
PNC CAPITAL MARKETS LLC
CRD#: 15647 / SEC#: , 8-32493
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PNC HOLDING, LLC. | PARENT | |
| BEGLEY, TERENCE PATRICK | BOARD MEMBER | 4718949 |
| BERNIER, JAMES STEVENS | CHIEF EXECUTIVE OFFICER | 2849222 |
| CESARIO, CONNIE KOZLOFF | BOARD MEMBER | 4251140 |
| DERESPIRIS, BRIAN G | PRESIDENT, COO | 5399266 |
| MCNELIS, BRIAN PATRICK | BOARD MEMBER | 4886370 |
| MILLER, JOHN R | TREASURER AND FINOP | 6933635 |
| MILLER, JOHN R | PRINCIPAL FINANCIAL OFFICER | 6933635 |
| PUMPHREY, MARY PATRICIA | CHIEF RISK OFFICER | 2513345 |
| PUMPHREY, MARY PATRICIA | CHIEF COMPLIANCE OFFICER | 2513345 |
| THOMAS, MICHAEL | CHAIRMAN | 2992653 |
| TOBUN, ABI | BOARD MEMBER | 4878954 |
| WILLIAMS, TROY MATTHEW | PRINCIPAL OPERATIONS OFFICER | 7763919 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 3 |
Red Flags
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