John P. Lussier
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Paul Lussier, who also goes by John Kent Lussier, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1990. John had worked at 2 firms and has passed the Series 63, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 16, 2000 - November 13, 2000
EMERSON BENNETT & ASSOCIATES
October 31, 1990 - November 6, 1998
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
EMERSON BENNETT & ASSOCIATES
CRD#: 36171 / SEC#: , 8-47116
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VAMA HOLDING CORPORATION | OWNER | |
| MARTIN, BRENTLEY CHAD | PRESIDENT/CEO/CFO | 2320760 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
