JF
John D. Fuller
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
ATLANTA, GA 30328
Some features on this profile are disabled
CRD#: 1726295
JF
Professional summary
John David Fuller is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Atlanta, Georgia and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Atlanta, Georgia.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. John has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)DOLCE & ZANIBONI, 3 Executive Park Drive, Suite 277, Bedford NH 03110, United States, 03/07/2024, Owner, Tax Services, NIR, 40HR/MO, 20HR/MO TRADING. 2) JOHN D. FULLER & COMPANY INC - INSURANCE SALES AND SERVICE dba: FULLER SUDLOW INSURANCE, 5909 PEACHTREE DUNWOODY RD, ATLANTA, GA, 1/2012 AS PRESIDENT/INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 25/MO - 3) FULLER & COMPANY,5909 PEACHTREE DUNWOODY RD #450., ATLANTA, GA 30328. BEGAN 3/1/1990 AS THE PRESIDENT OF OUR FINANCIAL PLANNING PROCESS WE ADVISE CLIENTS ON THE EFFICACY OF DEBT STRUCTURE. WE INTERFACE DIRECTLY WITH BANKERS AND MORTGAGE PROFESSIONALS WITH OUR CLIENTS. INVESTMENT RELATED. DEVOTES 2HR/MO, 2HR/MO DURING TRADING. 4) JOHN D. FULLER 1063 BROOKHAVEN LANE ATLANTA, GA. 30319 BEGAN 2/25/13 AS EXECUTOR; GARY NEWTON, PASSED AWAY FRIDAY, FEBRUARY 22, 2013. GARY ALSO HAD ASSETS WITH MY FIRM. SPECIFICALLY, TWO 403B ACCOUNTS, ONE INDIVIDUAL ACCOUNT, AND ROTH IRA. I DO NOT BELIEVE I WILL EARN A FEE FOR THIS EFFORT. NOT INVESTMENT RELATED. DEVOTES 5 HRS/YR. NONE DURING TRADING. 6) FULLER & COMPANY, 5909 PEACHTREE DUNWOOD ROAD, #450, ATLANTA, GA, REAL ESTATE SALES/MORTGAGE ORIGINATION/BROKER PRESIDENT, 03/01/90, INV REL, 2/MO- 2/TRADING 7) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 8) MOLLY ELIZABETH WHITLOCK, 04/2025, Trustee, Position of Trust, NIR, 0 HR/MO, 0 HR/MO TRADING. 9) FULLER & ZANIBONI, 5909 Peachtree Dunwoody Rd, Suite 725, Atlanta GA 30328, United States, 03/07/2024, Owner, Tax Services, Not Investment Related, 40 HR/MO - 20 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view John David Fuller's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 1, 2009 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 5909 Peachtree Dunwoody Rd Ste 450, Atlanta, GA 30328RIA
CRD#: 134139
ATLANTA, GA
Current
September 1, 2009 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 5909 Peachtree Dunwoody Rd Ste 725, Atlanta, GA 30328BD
CRD#: 39543
Atlanta, GA
Past
January 11, 2006 - September 2, 2009
MUTUAL SERVICE CORPORATION
RIA
CRD#: 4806
ATLANTA, GA
Past
March 14, 1992 - September 2, 2009
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
ATLANTA, GA
Past
February 20, 1992 - March 13, 1992
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
Past
March 8, 1990 - February 19, 1992
MONARCH SECURITIES, INC.
BD
CRD#: 2809
Past
May 23, 1989 - March 14, 1990
OSAIC FS, INC.
BD
CRD#: 3870
FORT WAYNE, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/1/2009)
RR
Alaska(1/12/2010)
RR
Arizona(9/1/2009)
RR
California(9/1/2009)
RR
Colorado(9/1/2009)
RR
Connecticut(9/1/2009)
RR
Delaware(11/24/2020)
RR
District of Columbia(1/3/2011)
RR
Florida(9/10/2009)
RR
Georgia(9/1/2009)
IAR
Georgia(9/22/2009)
RR
Hawaii(9/1/2009)
RR
Idaho(9/1/2009)
RR
Illinois(9/2/2009)
RR
Indiana(9/9/2009)
RR
Iowa(9/1/2009)
RR
Kentucky(9/25/2012)
RR
Louisiana(9/1/2009)
RR
Maine(9/1/2009)
RR
Maryland(12/14/2021)
RR
Massachusetts(9/8/2009)
RR
Michigan(9/1/2009)
RR
Mississippi(9/1/2009)
RR
Missouri(9/2/2009)
RR
Montana(8/22/2023)
RR
Nevada(2/14/2013)
RR
New Hampshire(9/1/2009)
RR
New Jersey(9/1/2009)
RR
New Mexico(9/20/2016)
RR
New York(9/1/2009)
RR
North Carolina(9/1/2009)
RR
Ohio(9/1/2009)
RR
Oregon(2/15/2021)
RR
Pennsylvania(9/1/2009)
RR
Rhode Island(3/1/2018)
RR
South Carolina(9/2/2009)
RR
South Dakota(6/29/2022)
RR
Tennessee(9/1/2009)
RR
Texas(9/1/2009)
IAR
Texas(9/1/2009)
RR
Utah(9/1/2009)
RR
Vermont(11/2/2010)
RR
Virginia(9/1/2009)
RR
Washington(9/25/2012)
RR
Wisconsin(9/1/2009)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
