Paul S. Rapello
Professional summary
Paul Stuart Rapello is a registered financial professional currently at WAVECREST SECURITIES LLC located in Brentwood, Tennessee.
Paul is registered as a RR (Registered Representative) and started their career in finance in 1987. Paul has worked at 4 firms and has passed the Series 65, Series 63, Series 99TO, Series 62, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paul Stuart Rapello's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 22, 2013 - Present
WAVECREST SECURITIES LLC
Office #1: 205 Powell Place, Brentwood, TN 37027Office #2: 205 Powell Place, Brentwood, TN 37027March 11, 2010 - March 2, 2012
FOCUS CAPITAL GROUP, INC.
October 8, 1997 - December 15, 1998
CREDIT SUISSE SECURITIES (USA) LLC
August 18, 1987 - January 12, 1988
GLICKENHAUS & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/17/2021)
(3/18/2013)
(6/10/2020)
(11/17/2016)
(7/29/2025)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
WAVECREST SECURITIES LLC
CRD#: 160135 / SEC#: , 8-69029
Contact information
FINRA licenses (12 States and Territories)
Red Flags
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