Clayton C. Kreis

G & O FINANCIAL SERVICES

ST. PETERSBURG, FL 33702

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CRD#: 1725924

Professional summary

Clayton Carter Kreis is a registered financial advisor currently at G & O FINANCIAL SERVICES, INC. located in St. Petersburg, Florida.

Clayton is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Clayton has worked at 4 firms and has passed the Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Garcia & Ortiz PA; Non Investment-Related; St. Petersburg, FL; Accounting; Certified Public Accountant; 12/1988; 172 Hrs/mo; 172 Hrs/mo during securities trading hours; duties are Managing Shareholder.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clayton Carter Kreis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 30, 1999 - Present

G & O FINANCIAL SERVICES, INC.

Office #1: 888 Executive Center Dr W Suite 101, St. Petersburg, FL 33702

RIA

CRD#: 141831

ST. PETERSBURG, FL

Past

September 28, 1988 - August 4, 1989

BERACHAH SECURITIES CORPORATION

CRD#: 16228

Past

September 24, 1987 - October 14, 1987

SHERWOOD CAPITAL, INC.

CRD#: 10474

Past

September 24, 1987 - October 23, 1987

THE STUART-JAMES COMPANY, INCORPORATED

CRD#: 11691

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(6/30/1999)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/13/1998

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 9/19/1987

General Securities Representative Examination

Current Firm

G & O FINANCIAL SERVICES, INC.

G & O FINANCIAL SERVICES, INC. | G&O FINANCIAL SERVICES, INC.

CRD#: 141831 / SEC#: 801-88198

RIA

Registered Investment Advisory firm - (5/18/2023 Terminated)

Florida

Registered Investment Advisory firm - (5/17/2023 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

888 Executive Center Dr W Suite 101, St. Petersburg, FL 33702

Mailing Address

Phone number

(727) 576-1245

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Clayton C. Kreis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clayton Carter Kreis's CRS (Customer Relationship Summary).

Certified licenses

Experience

G & O FINANCIAL SERVICES, INC.

BERACHAH SECURITIES CORPORATION

SHERWOOD CAPITAL, INC.

THE STUART-JAMES COMPANY, INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 11/13/1998

Series 7

Date: 9/19/1987

Current Firm

G & O FINANCIAL SERVICES, INC.

Contact information

Documents

Red Flags

Company Information

G & O FINANCIAL SERVICES, INC.

TRUST BUT VERIFY

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