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MD

Mildred Dorta

ORBIS INVESTMENTS (U.S.)
Altamonte Springs, FL
Some features on this profile are disabled
CRD#: 1725723
MD

Professional summary

Mildred Dorta, who also goes by Mildred Cruz, Mildred Cruz-dorta, Mildred Dorta, Mildred Navedo, is a registered financial professional currently at ORBIS INVESTMENTS (U.S.), LLC located in Altamonte Springs, Florida and FORESIDE FINANCIAL SERVICES, LLC located in Altamonte Springs, Florida.

Mildred is registered as a RR (Registered Representative) and started their career in finance in 2004. Mildred has worked at 17 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 14 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Mildred Cruz | Mildred Cruz-Dorta | Mildred Dorta | Mildred Navedo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mildred Dorta's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 23, 2026 - Present

ORBIS INVESTMENTS (U.S.), LLC

BD
CRD#: 172663
Altamonte Springs, FL
Current

January 23, 2026 - Present

FORESIDE FINANCIAL SERVICES, LLC

BD
CRD#: 148477
Altamonte Springs, FL
Current

January 23, 2026 - Present

FORESIDE GLOBAL SERVICES, LLC

BD
CRD#: 147382
Altamonte Springs, FL
Current

January 23, 2026 - Present

IMST DISTRIBUTORS, LLC

BD
CRD#: 130745
Altamonte Springs, FL
Current

January 23, 2026 - Present

STERLING CAPITAL DISTRIBUTORS, LLC

BD
CRD#: 103934
Altamonte Springs, FL
Current

January 23, 2026 - Present

QUASAR DISTRIBUTORS, LLC

BD
CRD#: 103848
Altamonte Springs, FL
Current

January 23, 2026 - Present

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
Altamonte Springs, FL
Current

January 23, 2026 - Present

MGI FUNDS DISTRIBUTORS, LLC

BD
CRD#: 35682
Altamonte Springs, FL
Current

January 23, 2026 - Present

FORESIDE FUNDS DISTRIBUTORS LLC

BD
CRD#: 31334
Altamonte Springs, FL
Current

January 23, 2026 - Present

FUNDS DISTRIBUTOR, LLC

BD
CRD#: 7174
Altamonte Springs, FL
Past

March 20, 2020 - August 14, 2025

CNL EDUCATIONAL INSTITUTE, LLC

RIA
CRD#: 175137
ORLANDO, FL
Past

February 25, 2020 - August 14, 2025

CNL SECURITIES CORP.

BD
CRD#: 10356
ORLANDO, FL
Past

March 1, 2019 - February 18, 2020

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
ORLANDO, FL
Past

June 14, 2016 - February 8, 2019

CNL SECURITIES CORP.

BD
CRD#: 10356
ORLANDO, FL
Past

December 3, 2014 - May 24, 2016

EQUITABLE DISTRIBUTORS, LLC

BD
CRD#: 25900
CHARLOTTE, NC
Past

February 28, 2014 - May 24, 2016

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
JERSEY CITY, NJ
Past

August 29, 2011 - March 7, 2012

WSA FIXED INCOME, LLC

BD
CRD#: 145544
NEW YORK, NY
Past

August 10, 2005 - March 5, 2012

WALL STREET ACCESS

BD
CRD#: 10012
NEW YORK, NY
Past

June 15, 2004 - August 18, 2005

HAPOALIM SECURITIES USA, INC.

BD
CRD#: 266
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(1/23/2026)
RR
Maine
(1/23/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/27/2020
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/18/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/14/2004
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/25/2008
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/1/2007
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

FD
FUNDS DISTRIBUTOR, LLC
FUNDS DISTRIBUTOR, INC. | THE BOSTON COMPANY CAPITAL GROUP, INC. | TBC FUNDS DISTRIBUTOR, INC. | FUNDS DISTRIBUTOR, LLC

CRD#: 7174 / SEC#: , 8-20518

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(866) 251-6920
Established
Delaware since 01/01/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FORESIDE DISTRIBUTORS, LLCSOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKIPRES/MANAGER/DIRECTOR1544189
EDELMAN, GABRIELSECRETARY6654419
LA FOND, SUSAN LORENETREASURER4512785
LANZA, CHRISTOPHER CONTEVICE PRESIDENT2184856
MACCHIA, KATE SCHENDELVICE PRESIDENT4863973
SOMMERS, WESTONCFO/FINOP5290145
STROUT, ALICIA KIMBERLYCHIEF COMPLIANCE OFFICER/VICE PRESIDENT6320351

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FUNDS DISTRIBUTOR, LLC

CRD#: 7174Altamonte Springs, FL

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