Timothy Woods
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Woods was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 2000. Timothy had worked at 3 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 5, 2021 - April 20, 2022
LISANTI CAPITAL GROWTH LLC
December 1, 2005 - March 20, 2007
FRANKLIN DISTRIBUTORS, LLC
October 17, 2000 - December 1, 2005
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
LISANTI CAPITAL GROWTH LLC
CRD#: 130023 / SEC#: 801-62639
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LISANTI CAPITAL GROWTH LLC
CRD#: 130023 / SEC#: 801-62639
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 22 |
| AUM (Assets Under Management) | $ 427,200,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
