Timothy Woods

LISANTI CAPITAL GROWTH

New York, NY 10017

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CRD#: 1725598

Professional summary

Timothy Woods is a registered financial advisor currently at LISANTI CAPITAL GROWTH LLC located in New York, New York.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Timothy has worked at 3 firms and has passed the Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Woods's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 25, 2026 - Present

LISANTI CAPITAL GROWTH LLC

Office #1: 777 Third Avenue 14th Floor, New York, NY 10017

RIA

CRD#: 130023

New York, NY

Past

May 5, 2021 - April 20, 2022

LISANTI CAPITAL GROWTH LLC

RIA

CRD#: 130023

NEW YORK, NY

Past

December 1, 2005 - March 20, 2007

FRANKLIN DISTRIBUTORS, LLC

CRD#: 109064

NEW YORK, NY

Past

October 17, 2000 - December 1, 2005

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LISANTI CAPITAL GROWTH LLC

AH LISANTI CAPITAL GROWTH, LLC | LISANTI CAPITAL GROWTH LLC | LEBENTHAL LISANTI CAPITAL GROWTH, LLC

CRD#: 130023 / SEC#: 801-62639

RIA

Registered Investment Advisory firm - (1/5/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(3/25/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/7/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/16/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/12/2003

General Securities Principal Examination

Current Firm

LISANTI CAPITAL GROWTH LLC

AH LISANTI CAPITAL GROWTH, LLC | LISANTI CAPITAL GROWTH LLC | LEBENTHAL LISANTI CAPITAL GROWTH, LLC

CRD#: 130023 / SEC#: 801-62639

RIA

Registered Investment Advisory firm - (1/5/2004 Approved)

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Contact information

Main Address

777 Third Avenue 14th Floor, New York, NY 10017

Mailing Address

Phone number

(332) 262-3100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LISANTI CAPITAL GROWTH ADV PART 2A BROCHURE (3/13/2025)

Regulatory assets under management

Total Number of Accounts	22
AUM (Assets Under Management)	$ 427,200,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Timothy Woods

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Woods's CRS (Customer Relationship Summary).

Certified licenses

Experience

LISANTI CAPITAL GROWTH LLC

LISANTI CAPITAL GROWTH LLC

FRANKLIN DISTRIBUTORS, LLC

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

LISANTI CAPITAL GROWTH LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/7/2001

Series 7

Date: 10/16/2000

Series 24

Date: 9/12/2003

Current Firm

LISANTI CAPITAL GROWTH LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LISANTI CAPITAL GROWTH LLC

TRUST BUT VERIFY

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