MM
Mickey Miller
CETERA INVESTMENT ADVISERS LLC
GRAYSON, KY 41143
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CRD#: 1725402
MM
Professional summary
Mickey Miller, who also goes by Mickey F Miller, Mickey Franklin Miller, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Grayson, Kentucky and CETERA WEALTH SERVICES, LLC located in Grayson, Kentucky.
Mickey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Mickey has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mickey F Miller | Mickey Franklin Miller
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)5th Leaf LLC~'NIR'~101 Fraley-Miller Plaza, Ste 101~Grayson~KY~41143~Landscaping/Grounds Maintenance~ Vice President~1/1/2005~10hrs~5hrs~provide property maintenance for rental properties 2)DIONYSUS BEVERAGE SALES, LLLP~'NIR'~221 NATIONAL AVE~GRAYSON~KY~41143~General Partner of Limited Partnership~ Partner/General Partner~2/28/2015~10hrs~0hrs~Involved in general management of business only. A store manager is responsible for daily running of store. 3)Fraley Miller Plaza~'NIR'~101 Fraley-Miller Plaza, Ste 101~Grasyon~KY~41143~Rental Property Owner/Management~ Partner/General Partner~7/1/1991~20hrs~3hrs~rental property maintenance 4)Fraley Miller & Co CPAs, PLLC~'NIR'~101 Fraley-Plaza , Ste 101~Grayson~KY~41143~Tax Preparation/Accounting~ Partner/General Partner~1/1/2004~160hrs~25hrs~tax preparation & planning 5)Lodgepole Properties, Inc.~'NIR'~101 Fraley-Miller Plazza~Grayson~KY~41143~Real Estate/Mortgage/Title Services/Appraisal~Other~6/1/1996~20hrs~2hrs~Commercial Rental Properties|
CRS (Client Relationship Summary) - RIA
Click below to view Mickey Miller's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 101 Fraley Miller Plaza, Grayson, KY 41143RIA
CRD#: 105644
GRAYSON, KY
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 101 Fraley Miller Plaza, Grayson, KY 41143BD
CRD#: 13572
GRAYSON, KY
Past
April 22, 2021 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Grayson, KY
Past
August 15, 2007 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
GRAYSON, KY
Past
July 5, 2002 - May 25, 2007
ADVANTAGE CAPITAL CORPORATION
RIA
CRD#: 146
GRAYSON, KY
Past
August 15, 1994 - May 25, 2007
ADVANTAGE CAPITAL CORPORATION
BD
CRD#: 146
GRAYSON, KY
Past
December 10, 1987 - August 15, 1994
TOWER SQUARE SECURITIES, INC.
BD
CRD#: 833
EL SEGUNDO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(9/5/2025)
RR
Kentucky(9/5/2025)
IAR
Kentucky(9/5/2025)
RR
Michigan(9/5/2025)
RR
Ohio(9/5/2025)
RR
West Virginia(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Grayson, KY 41143TRUST BUT VERIFY
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