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Graham B. Craig

TOWER WEALTH ADVISORS
WHEATON, IL 60187
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CRD#: 1725136
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Professional summary


Graham B Craig, who also goes by Graham Barry Craig, is a registered financial advisor currently at TOWER WEALTH ADVISORS, INC. located in Wheaton, Illinois.

Graham is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Graham has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Graham Barry Craig

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Graham B Craig's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 28, 2016 - Present

TOWER WEALTH ADVISORS, INC.

Office #1: 301 S. County Farm Rd Suite D, Wheaton, IL 60187
RIA
CRD#: 154053
WHEATON, IL
Past

October 20, 2011 - March 10, 2016

ROBERT W. BAIRD & CO. INCORPORATED

RIA
CRD#: 8158
CHICAGO, IL
Past

October 20, 2011 - March 10, 2016

ROBERT W. BAIRD & CO. INCORPORATED

BD
CRD#: 8158
CHICAGO, IL
Past

May 5, 2010 - September 22, 2011

MORGAN STANLEY

RIA
CRD#: 149777
OAK BROOK, IL
Past

March 12, 2010 - September 22, 2011

MORGAN STANLEY

BD
CRD#: 149777
OAK BROOK, IL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(4/28/2016)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 5/3/2010
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam

Current Firm


TW
TOWER WEALTH ADVISORS, INC.
ALPHA CAPITAL ADVISORS, INC. | TOWER WEALTH ADVISORS, INC. | CORPORATE RETIREMENT SOLUTIONS GROUP

CRD#: 154053 / SEC#:

Illinois
Registered Investment Advisory firm - (9/24/2010 Approved)
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Contact information


Main Address
301 S. County Farm Rd Suite D, Wheaton, IL 60187
Mailing Address
Phone number
(630) 682-1888
Established
Firm type
Fiscal year end
# of Employees
2

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts218
AUM (Assets Under Management)$ 49,211,823

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


TOWER WEALTH ADVISORS, INC.

CRD#: 154053Wheaton, IL 60187

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