Franklin M. Parks

TAMAR SECURITIES

WOODLAND HILLS, CA 91364

Some features on this profile are disabled

CRD#: 1724279

Professional summary

Franklin Matthew Parks is a registered financial advisor currently at TAMAR SECURITIES, LLC located in Woodland Hills, California and PURSHE KAPLAN STERLING INVESTMENTS located in Woodland Hills, California.

Franklin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Franklin has worked at 4 firms and has passed the Series 63, SIE, Series 31 and Series 7 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Franklin Matthew Parks's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 6, 2020 - Present

TAMAR SECURITIES, LLC

Office #1: 22466 Ventura Boulevard, Woodland Hills, CA 91364

RIA

CRD#: 153991

WOODLAND HILLS, CA

Current

June 11, 2010 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 22466 Ventura Blvd, Woodland Hills, CA 91364

CRD#: 35747

WOODLAND HILLS, CA

Past

July 18, 2012 - December 31, 2019

TAMAR SECURITIES, LLC

RIA

CRD#: 153991

WOODLAND HILLS, CA

Past

August 29, 2003 - July 1, 2010

OPPENHEIMER & CO. INC.

CRD#: 249

LOS ANGELES, CA

Past

June 21, 1990 - June 27, 2001

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TAMAR SECURITIES, LLC

911 FINANCIAL SERVICES | TAMAR SECURITIES, LLC | TAMAR INSURANCE SOLUTIONS | FIREFIGHTERS UNITED FINANCIAL SERVICES

CRD#: 153991 / SEC#: 801-71532

RIA

Registered Investment Advisory firm - (6/11/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(6/11/2010)

IAR

California
(1/6/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 10/11/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 4/22/1998

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 6/16/1990

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

TAMAR SECURITIES, LLC

911 FINANCIAL SERVICES | TAMAR SECURITIES, LLC | TAMAR INSURANCE SOLUTIONS | FIREFIGHTERS UNITED FINANCIAL SERVICES

CRD#: 153991 / SEC#: 801-71532

RIA

Registered Investment Advisory firm - (6/11/2010 Approved)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

22466 Ventura Boulevard, Woodland Hills, CA 91364

Mailing Address

Phone number

(818) 914-7460

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TAMAR SECURITIES, LLC ADV PART 2A BROCHURE (3/31/2025)

TAMAR SECURITIES, LLC TAM WRAP BROCHURE (3/31/2025)

TAMAR SECURITIES, LLC FIP WRAP BROCHURE (3/31/2025)

TAMAR SECURITIES, LLC MVS WRAP BROCHURE (3/31/2025)

TAMAR SECURITIES, LLC TAV WRAP BROCHURE (3/31/2025)

TAMAR SECURITIES, LLC TAF WRAP BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	6,262
AUM (Assets Under Management)	$ 1,302,372,142

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jon Neuhaus

MORGAN STANLEY

IAR

El Segundo, CA

Danielle Barrios

MORGAN STANLEY

IAR

Beverly Hills, CA

Maria Zimiga

J.P. MORGAN SECURITIES LLC

TOLUCA LAKE, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Franklin M. Parks

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Franklin Matthew Parks's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

TAMAR SECURITIES, LLC

OPPENHEIMER & CO. INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

TAMAR SECURITIES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/11/1991

SIE

Date: 10/1/2018

Series 31

Date: 4/22/1998

Series 7

Date: 6/16/1990

FINRA

Current Firm

TAMAR SECURITIES, LLC

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TAMAR SECURITIES, LLC

TRUST BUT VERIFY

Similar Advisors