Laleen C. Doerrer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Laleen Collins Doerrer, who also goes by Laleen Gaye Collins, Lolly Collins, Laleen Doerrer, was a registered financial professional .
Laleen is a previously registered financial professional and started their career in finance in 1994. Laleen had worked at 10 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 13, 2023 - September 8, 2023
OCP CAPITAL, LLC
May 7, 2010 - August 18, 2025
FIRST LIBERTIES FINANCIAL
September 22, 2008 - December 2, 2008
BARCLAYS CAPITAL INC.
June 29, 2005 - October 15, 2008
LEHMAN BROTHERS INC.
June 29, 2005 - September 22, 2008
LEHMAN BROTHERS INC.
December 3, 2001 - June 22, 2005
MESIROW ADVANCED STRATEGIES INC
November 28, 2001 - June 22, 2005
MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.
January 5, 2001 - June 22, 2005
MESIROW FINANCIAL, INC.
December 22, 2000 - June 22, 2005
MESIROW FINANCIAL, INC.
May 10, 2000 - January 8, 2001
MORGAN STANLEY & CO. LLC
October 27, 1998 - May 1, 2000
ABN AMRO INCORPORATED
July 22, 1994 - May 24, 1995
JMS SECURITIES L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
OCP CAPITAL, LLC
CRD#: 143381 / SEC#: , 8-67556
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CHIMERA CAPITAL PARTNERS, LLC | MEMBER | |
| RUDMAN, GEORGE PAUL | PRESIDENT, CCO, FINOP | 2757828 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
