Barry A. Petersen

MSC - BD

LAKE OSWEGO, OR 97035

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CRD#: 1723643

Professional summary

Barry Allen Petersen, who also goes by Barry A Petersen, Barry Petersen, is a registered financial professional currently at MSC - BD, LLC located in Lake Oswego, Oregon.

Barry is registered as a RR (Registered Representative) and started their career in finance in 2009. Barry has worked at 4 firms and has passed the Series 66, SIE, Series 7, Series 3 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Barry A Petersen | Barry Petersen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Barry Allen Petersen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 21, 2016 - Present

MSC - BD, LLC

Office #1: 5 Centerpointe Drive Suite. 400, Lake Oswego, OR 97035

CRD#: 142927

LAKE OSWEGO, OR

Past

July 5, 2013 - February 29, 2016

ALDWYCH SECURITIES LLC

CRD#: 167980

NEW YORK, NY

Past

January 29, 2013 - April 10, 2013

IFS SECURITIES

CRD#: 40375

CHICAGO, IL

Past

December 3, 2010 - January 3, 2013

MSC - BD, LLC

CRD#: 142927

CHICAGO, IL

Past

August 3, 2009 - November 17, 2010

HS & CO., INC.

CRD#: 42612

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(7/21/2016)

Exams

State Security Law Exam

IAR

Series 66

Date: 10/20/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/31/2009

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 8/4/1987

National Commodity Futures Examination

Principal/Supervisory Exam

Series 24

Date: 11/10/2010

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

M-

MSC - BD, LLC

MCINTYRE INVESTMENTS, INC. | NAPLES AIS, INC. | MSC - BD, LLC

CRD#: 142927 / SEC#: , 8-67511

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

5 Centerpointe Drive Suite. 400, Lake Oswego, OR 97035

Mailing Address

5 Centerpointe Drive Suite 400, Lake Oswego, OR 97035

Phone number

(503) 515-1313

Established

Florida since 07/10/2006

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (13 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
MADISON STREET CAPITAL, LLC	OWNER
BOTCHWAY, CHARLES OKAI	PRESIDENT	5752036
DIAMOS, ANTHONY SOLON	FINOP/CFO, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER	4872899
MCINTYRE, PAUL JOSEPH	CCO	1002368

Disclosures

Regulatory Event	1
Arbitration	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Barry A. Petersen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Barry Allen Petersen's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALDWYCH SECURITIES LLC

IFS SECURITIES

MSC - BD, LLC

HS & CO., INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/20/2009

SIE

Date: 10/1/2018

Series 7

Date: 7/31/2009

Series 3

Date: 8/4/1987

Series 24

Date: 11/10/2010

FINRA

Current Firm

MSC - BD, LLC

Contact information

FINRA licenses (13 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

MSC - BD, LLC

TRUST BUT VERIFY

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