Eleanor Y. Cooke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eleanor Young Cooke, who also goes by Eleanor Ellie, Eleanor A Young, Eleanor Ann Young, Ellie Young, was a registered financial professional .
Eleanor is a previously registered financial professional and started their career in finance in 1987. Eleanor had worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 9, 2017 - April 23, 2025
THE LEADERS GROUP, INC.
April 2, 2014 - August 9, 2017
FIRST HEARTLAND CAPITAL, INC.
January 19, 2011 - April 2, 2014
CENTERRE CAPITAL LLC
June 11, 2007 - January 19, 2011
FIRST HEARTLAND CAPITAL, INC.
June 12, 2002 - February 26, 2007
OSAIC FS, INC.
June 12, 2001 - March 19, 2002
SECURITIES MANAGEMENT & RESEARCH, INC.
May 5, 1998 - March 9, 2001
HUCKIN FINANCIAL GROUP, INC.
April 11, 1997 - April 21, 1998
ADVANTAGE CAPITAL CORPORATION
May 10, 1995 - June 21, 1995
JOSEPHTHAL & CO., INC.
November 15, 1994 - April 20, 1995
DICKINSON & CO.
May 10, 1993 - November 16, 1994
POST OAK CAPITAL, INC.
January 1, 1993 - April 27, 1993
LEHMAN BROTHERS INC.
November 27, 1989 - January 29, 1991
CHARLES SCHWAB & CO., INC.
September 30, 1988 - November 3, 1988
HOWARD WEIL RETIREMENT SECURITY CORPORATION
May 17, 1988 - September 26, 1988
INVEST FINANCIAL CORPORATION
August 18, 1987 - March 21, 1988
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
