Scott Allison

Some features on this profile are disabled

CRD#: 1722421

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Scott Allison was a registered financial professional .

Scott is a previously registered financial professional and started their career in finance in 1987. Scott had worked at 6 firms and has passed the Series 63, SIE, Series 6 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 11, 2017 - December 31, 2020

TRUTORO

CRD#: 169291

Little Rock, AR

Past

November 14, 2014 - February 9, 2016

SECURITIES AMERICA, INC.

CRD#: 10205

LITTLE ROCK, AR

Past

January 24, 2007 - November 14, 2014

SUNSET FINANCIAL SERVICES, INC.

CRD#: 3538

LITTLE ROCK, AR

Past

March 27, 2006 - October 16, 2006

SUNSET FINANCIAL SERVICES, INC.

CRD#: 3538

LITTLE ROCK, AR

Past

October 29, 2001 - December 12, 2005

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

CONSHOHOCKEN, PA

Past

March 2, 1994 - October 29, 2001

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

CONSHOHOCKEN, PA

Past

December 17, 1993 - March 8, 1994

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

September 24, 1987 - March 24, 1988

UNITED CAPITAL CORPORATION

CRD#: 8268

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRUTORO

CRD#: 169291 / SEC#: 801-120986, 8-69363

RIA

Registered Investment Advisory firm - SEC (4/28/2021 Approved)

Arkansas

Registered Investment Advisory firm - SEC (4/30/2021 Terminated)

Georgia

Registered Investment Advisory firm - SEC (5/10/2021 Terminated)

Montana

Registered Investment Advisory firm - SEC (4/30/2021 Terminated)

South Dakota

Registered Investment Advisory firm - SEC (2/1/2019 Terminated)

Texas

Registered Investment Advisory firm - SEC (4/30/2021 Terminated)

Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/11/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 12/16/1993

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 7

Date: 9/19/1987

General Securities Representative Examination

Current Firm

TRUTORO

CRD#: 169291 / SEC#: 801-120986, 8-69363

RIA

Registered Investment Advisory firm - SEC (4/28/2021 Approved)

Arkansas

Registered Investment Advisory firm - SEC (4/30/2021 Terminated)

Georgia

Registered Investment Advisory firm - SEC (5/10/2021 Terminated)

Montana

Registered Investment Advisory firm - SEC (4/30/2021 Terminated)

South Dakota

Registered Investment Advisory firm - SEC (2/1/2019 Terminated)

Texas

Registered Investment Advisory firm - SEC (4/30/2021 Terminated)

Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2201 Washington Ave Suite 2, Conway, AR 72032

Mailing Address

2201 Washington Ave Ste 2, Conway, AR 72032

Phone number

(501) 358-6131

Established

Arkansas since 09/05/2013

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (7 States and Territories)

FINRA licenses (23 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

TRUTORO - ADV PART 2A BROCHURE (5/7/2025)

Direct owners and executive officers

Name	Position	CRD#
MURDOCH, REBECCA GAIL	MANAGING MEMBER/CCO	3171059
SHANNON, DEBRA DAWN	OWNER	5021297
ANDERSON, KATHERINE ALICE	FINANCIAL OPERATIONS PRINCIPAL	4723171

Regulatory assets under management

Total Number of Accounts	1,172
AUM (Assets Under Management)	$ 130,734,559

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Scott Allison

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

SECURITIES AMERICA, INC.

SUNSET FINANCIAL SERVICES, INC.

SUNSET FINANCIAL SERVICES, INC.

HORNOR, TOWNSEND & KENT, LLC

HORNOR, TOWNSEND & KENT, LLC

PRUCO SECURITIES, LLC.

UNITED CAPITAL CORPORATION

Primary Firm SEC Registration

TRUTORO

State Registrations and Notice Filings

Exams

Series 63

Date: 8/11/1994

SIE

Date: 10/1/2018

Series 6

Date: 12/16/1993

Series 7

Date: 9/19/1987

Current Firm

TRUTORO

Contact information

SEC notice filing (7 States and Territories)

FINRA licenses (23 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Red Flags

Company Information

TRUTORO

TRUST BUT VERIFY

Similar Advisors