Scott William Ritchie
Professional Summary
Scott William Ritchie was a registered financial advisor. Scott was a previously registered financial professional and started their career in finance 1987 - 2024. Scott had worked at 2 firms and has passed the Series 6 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
39 years registered in the securities industry
Current & Past Employments
Past
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Current Firm
CAPITAL MANAGEMENT CONSULTANTS | CAPITAL MANAGEMENT CONSULTANTS, INC.
Contact Information
Main Address
5 Revere Drive Suite 200, Northbrook, IL 60062Phone Number
(847) 376-2747Established
Illinois since 03/20/1987Firm Type
CorporationFiscal Year End
December# of Employees
2Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
164AUM (Assets Under Management)
$76,178,616Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Aug 1987About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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