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CP

Christopher A. Perrella

GALLATIN CAPITAL LLC
New York, NY 10022
Some features on this profile are disabled
CRD#: 1721478
CP

Professional summary


Christopher Anthony Perrella, who also goes by Chistopher Anthony Perrella, is a registered financial professional currently at GALLATIN CAPITAL LLC located in New York, New York.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 1987. Christopher has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 3 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Chistopher Anthony Perrella

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Christopher Anthony Perrella's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 25, 2011 - Present

GALLATIN CAPITAL LLC

Office #1: 444 Madison Avenue 29th Floor, New York, NY 10022
BD
CRD#: 124738
New York, NY
Past

June 2, 2009 - May 10, 2011

FOCUSPOINT PRIVATE CAPITAL GROUP

BD
CRD#: 122341
NEW YORK, NY
Past

December 18, 2000 - August 1, 2008

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
SAN FRANCISCO, CA
Past

March 5, 1999 - December 18, 2000

PERSHING LLC

BD
CRD#: 7560
JERSEY CITY, NJ
Past

March 6, 1990 - December 16, 1998

MORGAN STANLEY MARKET PRODUCTS INC.

BD
CRD#: 19794
NEW YORK, NY
Past

March 6, 1990 - December 16, 1998

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
NEW YORK, NY
Past

November 25, 1987 - October 17, 1989

KIDDER, PEABODY & CO. INCORPORATED

BD
CRD#: 7613
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(1/13/2015)
RR
California
(5/25/2011)
RR
Colorado
(1/13/2015)
RR
Florida
(5/25/2011)
RR
Georgia
(5/25/2011)
RR
Illinois
(1/6/2021)
RR
Maryland
(5/25/2011)
RR
Massachusetts
(5/25/2011)
RR
Michigan
(1/13/2015)
RR
Missouri
(5/25/2011)
RR
New Jersey
(1/13/2015)
RR
New York
(5/25/2011)
RR
North Carolina
(1/13/2015)
RR
Ohio
(1/13/2015)
RR
Pennsylvania
(1/13/2015)
RR
Tennessee
(11/6/2015)
RR
Texas
(5/25/2011)
RR
Virginia
(5/25/2011)
RR
Washington
(5/25/2011)

Exams


State Security Law Exam
RR
Series 63
Date: 3/15/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


GC
GALLATIN CAPITAL LLC
GALLATIN CAPITAL LLC | THE SAGAMORE GROUP, LLC

CRD#: 124738 / SEC#: , 8-65718

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
444 Madison Avenue 29th Floor, New York, NY 10022
Mailing Address
444 Madison Avenue 29th Floor, New York, NY 10022
Phone number
(212) 891-7980
Established
New York since 12/04/2002
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (50 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
BUSCEMI, ANTHONY RICHARDMEMBER3156872
TAMIS, JENNIFER KELLEHERPASSIVE OWNER4461249
YOUNGBLOOD, JOHN LAWRENCEMAN PRIN AND CHIEF COMPLIANCE OFFICER1335335
ADEN, DANAFINOP2780889

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


GALLATIN CAPITAL LLC

CRD#: 124738New York, NY 10022

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