Sylvan C. Gremillion
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sylvan Charles Gremillion was a registered financial professional .
Sylvan is a previously registered financial professional and started their career in finance in 1987. Sylvan had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 17, 2006 - October 15, 2018
HEROLD & LANTERN INVESTMENTS, INC.
December 13, 1994 - December 31, 2005
AVANTAX INVESTMENT SERVICES, INC.
August 12, 1993 - November 22, 1994
SUNPOINT SECURITIES, INC.
December 21, 1989 - November 1, 1993
PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC.
April 7, 1989 - December 21, 1989
BRIDGEROCK SECURITIES, INC.
August 18, 1987 - April 8, 1989
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HEROLD & LANTERN INVESTMENTS, INC.
CRD#: 30996 / SEC#: , 8-45285
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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