Benjamin I. Woloshin
Professional summary
Benjamin Isaac Woloshin is a registered financial professional currently at STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC located in New York, New York.
Benjamin is registered as a RR (Registered Representative) and started their career in finance in 1988. Benjamin has worked at 14 firms and has passed the Series 65, Series 63, Series 3, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Benjamin Isaac Woloshin's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 12, 2020 - Present
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
Office #1: 601 Lexington Ave 29th Floor, New York, NY 10022September 30, 2019 - January 2, 2020
RAFFERTY ASSET MANAGEMENT, LLC
October 22, 2018 - January 9, 2020
FORESIDE FUND SERVICES, LLC
August 4, 2017 - May 15, 2018
BLACKROCK INVESTMENT MANAGEMENT, LLC
September 26, 2013 - May 15, 2018
BLACKROCK INVESTMENTS, LLC
September 28, 2010 - April 20, 2012
NYLIFE DISTRIBUTORS LLC
May 14, 2007 - June 30, 2010
GOLDMAN SACHS & CO. LLC
August 21, 2006 - May 8, 2007
METROPOLITAN LIFE INSURANCE COMPANY
August 21, 2006 - May 8, 2007
MSI FINANCIAL SERVICES, INC.
November 7, 2002 - August 21, 2006
TOWER SQUARE SECURITIES, INC.
June 5, 2000 - October 11, 2002
CITICORP INVESTMENT SERVICES
April 29, 1999 - May 2, 2000
BACAP DISTRIBUTORS, LLC
June 13, 1988 - April 14, 1999
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
May 11, 1988 - June 21, 1988
UR FINANCIAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
CRD#: 30107 / SEC#: , 8-44744
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE STREET GLOBAL ADVISORS, INC. | PARENT CORPORATION | |
| ALBERICI, MARK F | DIRECTOR | 3223458 |
| AMOA, APEAWUSU K | DIRECTOR | 7711546 |
| BONDS MAZZA, ALLISON HATHHORN | PRESIDENT AND DIRECTOR | 4439495 |
| CORBETT, TIMOTHY PAUL | DIRECTOR | |
| FERRARELLI, JAMES | DIRECTOR | 6961735 |
| LAPORTA, JEANNE MARIE | DIRECTOR & CHAIRWOMAN | 5946908 |
| TENORIO, EDITHA V | CHIEF FINANCIAL OFFICER | 6755490 |
| TRABUCCO, MARK RUSSELL | CHIEF COMPLIANCE OFFICER | 4856280 |
| TUCKER, JOHN A | DIRECTOR | 7000761 |
Disclosures
| Regulatory Event | 17 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
