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Martin Joseph Mclaughlin

RIVE CAPITAL ADVISORS
OAK BROOK, IL
·CRD# 1721288·39 years experience

Professional Summary

Martin Joseph Mclaughlin, who also goes by Martin J Mclaughlin, Martin Joseph Mclaughlin Jr, Marty Mclaughlin Jr, is a registered financial advisor currently at RIVE CAPITAL ADVISORS LLC located in Oak Brook, Illinois. Martin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Martin has worked at 4 firms and has passed the Series 65 and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Martin J Mclaughlin, Martin Joseph Mclaughlin Jr, Marty Mclaughlin Jr

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

RIVE CAPITAL ADVISORS LLC·CRD# 308357
RIA
1520 Kensington Road Suite 200 Ck C.k., Oak Brook, IL 60523
March 23, 2026 - Present
RIVE CAPITAL ADVISORS LLC·CRD# 308357
RIA
Oak Brook, IL
August 15, 2022 - December 31, 2025
ASB CAPITAL MANAGEMENT LLC·CRD# 110995
RIA
Schaumburg, IL
August 19, 2005 - April 20, 2022
J. T. MORAN & CO., INC.·CRD# 15655
BD
May 23, 1988 - June 14, 1988
SHERWOOD CAPITAL, INC.·CRD# 10474
BD
October 23, 1987 - June 1, 1988

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Current Firm

RC
RIVE CAPITAL ADVISORS LLC

RIVE CAPITAL ADVISORS LLC

CRD#: 308357
Illinois
Registered Investment Advisory firm - Illinois (8/15/2022 Approved)

Contact Information

Main Address

1520 Kensington Road Suite 200 Ck C.k., Oak Brook, IL 60523

Phone Number

(877) 747-7483

# of Employees

7

Documents

Latest Form ADV
0

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Elected Office State Representative 52nd District in Illinois Jan 21- Jan 23 Term.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Illinois
(3/23/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 2005About the Series 65 exam

Series 7 — General Securities Representative Examination

Passed Sep 1987About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Martin Joseph Mclaughlin's CRS (Customer Relationship Summary).

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MM
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