MM

Martin J. Mclaughlin

RIVE CAPITAL ADVISORS
Oak Brook, IL 60523
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CRD#: 1721288
MM

Professional summary


Martin Joseph Mclaughlin, who also goes by Martin J Mclaughlin, Martin Joseph Mclaughlin Jr, Marty Mclaughlin Jr, is a registered financial advisor currently at RIVE CAPITAL ADVISORS LLC located in Oak Brook, Illinois.

Martin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Martin has worked at 4 firms and has passed the Series 65 and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Martin J Mclaughlin | Martin Joseph Mclaughlin Jr | Marty Mclaughlin Jr

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - RIA


Click below to view Martin Joseph Mclaughlin's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 23, 2026 - Present

RIVE CAPITAL ADVISORS LLC

Office #1: 1520 Kensington Road Suite 200 Ck C.k., Oak Brook, IL 60523
RIA
CRD#: 308357
Oak Brook, IL
Past

August 15, 2022 - December 31, 2025

RIVE CAPITAL ADVISORS LLC

RIA
CRD#: 308357
OAK BROOK, IL
Past

August 19, 2005 - April 20, 2022

ASB CAPITAL MANAGEMENT LLC

RIA
CRD#: 110995
Schaumburg, IL
Past

May 23, 1988 - June 14, 1988

J. T. MORAN & CO., INC.

BD
CRD#: 15655
Past

October 23, 1987 - June 1, 1988

SHERWOOD CAPITAL, INC.

BD
CRD#: 10474

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(3/23/2026)

Exams


State Security Law Exam
IAR
Series 65
Date: 12/17/2005
Uniform Investment Adviser Law Examination
General Industry/Product Exam

Current Firm


RC
RIVE CAPITAL ADVISORS LLC
RIVE CAPITAL ADVISORS LLC

CRD#: 308357 / SEC#:

Illinois
Registered Investment Advisory firm - (8/15/2022 Approved)
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Contact information


Main Address
1520 Kensington Road Suite 200 Ck C.k., Oak Brook, IL 60523
Mailing Address
Phone number
(877) 747-7483
Established
Firm type
Fiscal year end
# of Employees
7
0

Red Flags


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Company Information


RIVE CAPITAL ADVISORS LLC

CRD#: 308357Oak Brook, IL 60523

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